First Sentence:
Securities differ from most other commodities in which people deal.
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Key Phrases - Statistically Improbable Phrases (SIPs):
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controlling person liability, shingle theory, predispute arbitration agreements, municipal securities dealers, injured investors, margin maintenance requirements, implied remedy, net capital rule, policy favoring arbitration, national market system, net capital requirements, clearing broker, valid arbitration agreement, excessive commissions, government securities dealers, connection with the purchase, unauthorized trading, foreign broker, antifraud provisions, introducing broker, system sponsor, cross trades, floor trading, preclusive effect, high pressure sales tactics
Key Phrases - Capitalized Phrases (CAPs):
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United States, Supreme Court, Exchange Act, Merrill Lynch, Act Rel, New York Stock Exchange, Conduct Rule, Federal Reserve Board, National Association of Securities Dealers, Second Circuit, Federal Arbitration Act, Municipal Securities Rulemaking Board, American Express, Bank Secrecy Act, Transfer Binder, Smith Barney
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