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2 Reviews
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4.0 out of 5 stars
Just the right amount,
By sf mommy 99 "sfmommy99" (San Francisco, CA USA) - See all my reviews
This review is from: Broker-Dealer Regulation in a Nutshell (Nutshell Series) (Paperback)
A very good overview, just the right amount to inform without getting into too much minutiae.
0 of 1 people found the following review helpful:
5.0 out of 5 stars
Good Reference,
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Amazon Verified Purchase(What's this?)
This review is from: Broker-Dealer Regulation in a Nutshell (Nutshell Series) (Paperback)
This is a book only for reference. Good history as to the development of some of the laws. People in the industry should read to help explain some of the methods to the madness.
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Broker-Dealer Regulation in a Nutshell (Nutshell Series) by Thomas Lee Hazen (Paperback - January 4, 2003)
Used & New from: $1.25
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