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China's Communist Party: Atrophy and Adaptation [Hardcover]

David Shambaugh
4.3 out of 5 stars  See all reviews (7 customer reviews)

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Book Description

April 2, 2008 0520254929 978-0520254923 1
Few issues affect the future of China--and hence all the nations that interact with China--more than the nature of its ruling party and government. In this timely study, David Shambaugh assesses the strengths and weaknesses, durability, adaptability, and potential longevity of China's Communist Party (CCP). He argues that although the CCP has been in a protracted state of atrophy, it has undertaken a number of adaptive measures aimed at reinventing itself and strengthening its rule. Shambaugh's investigation draws on a unique set of inner-Party documents and interviews, and he finds that China's Communist Party is resilient and will continue to retain its grip on power.
Copub: Woodrow Wilson Center Press

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Editorial Reviews

Review

"Provides one of the best accounts yet of the post-1989 reinvention of the Chinese Communist Party."--Huffington Post


"Fascinating study."--Political Science Quarterly


"A valuable addition to the debate on the Chinese Communist Party (CCP) and the prospect of political change and societal stability in China. . . . A page turner, well researched and informative."--Journal of Asian Stds

From the Inside Flap

"Why has the Chinese Communist Party kept its grip on power while the former communist states of the Soviet Union and Eastern Europe have collapsed? And where is China heading? In these pages, David Shambaugh provides a much-needed intellectual framework for thinking about China's recent past and future."--J. Stapleton Roy, former U.S. Ambassador to China, Indonesia, and Singapore

"To understand Chinese politics, one has to understand the complex and manifold role of the Chinese Communist Party. Shambaugh's book provides this much-needed knowledge and insight." -Zbigniew Brzezinski, Center for Strategic and International Studies

"Unlike deductive or speculative Western discourse on the direction of China's political change, this authoritative book scrutinizes the Chinese Communist Party on the basis of its own discourse about other party-states as well as the way it applies these lessons in rebuilding efforts. The coverage of comparative communism is a tour de force, breaking exciting new ground in explaining the important debates over the Soviet Union. The analysis of the ideological and organizational rebuilding of the Party sets the standard for future writings on Chinese politics. With convenient summaries of a wide range of views by Western scholars, this book can serve as a text that combines an overview of the field with the author's clear point of view on China's future."-Gilbert Rozman, Princeton University

"David Shambaugh's innovative investigation of how China understood the fall of European communism contributes an important new dimension to our understanding of the Chinese regime's own trajectory. Shambaugh shows how the lessons China's Communist Party took from the Soviet and other collapses helped to shape their reforms, which were aimed at avoiding the fatal errors of communist regimes elsewhere. This book reveals how well the Chinese learned their lessons, as demonstrated by the regime's carefully targeted adaptations and its consequent survival."--Andrew J. Nathan, co-author of China's New Rulers

Product Details

  • Hardcover: 256 pages
  • Publisher: University of California Press; 1 edition (April 2, 2008)
  • Language: English
  • ISBN-10: 0520254929
  • ISBN-13: 978-0520254923
  • Product Dimensions: 0.9 x 6.2 x 8.9 inches
  • Shipping Weight: 14.4 ounces (View shipping rates and policies)
  • Average Customer Review: 4.3 out of 5 stars  See all reviews (7 customer reviews)
  • Amazon Best Sellers Rank: #1,584,458 in Books (See Top 100 in Books)

More About the Author

Since 1996 David Shambaugh has been Professor of Political Science and International Affairs and founding Director of the China Policy Program in the Elliott School of International Affairs at George Washington University. He is also a Nonresident Senior Fellow in the Foreign Policy Studies Program and Center for Northeast Asian Policy Studies at The Brookings Institution (1998--), and previously served as Director of the Sigur Center for Asian Studies in the Elliott School (1996-1998).

Before joining the faculty at George Washington, he was successively Lecturer, Senior Lecturer, and Reader in Chinese Politics at the University of London's School of Oriental and African Studies (1987-1996), where he also served as Editor of The China Quarterly (1991-96). He also directed the Asia Program at the Woodrow Wilson International Center for Scholars (1987-1988), and served as an analyst in the U.S. Department of State Bureau of Intelligence and Research (1976-77) and the U.S. National Security Council staff (1977-78).

Professor Shambaugh is recognized internationally as an authority on contemporary Chinese affairs, with particular expertise in Chinese domestic politics, China's military, Chinese foreign relations (esp. U.S.-China Relations, China-Europe relations, China-Asia relations), and the international politics and security of the Asia-Pacific region. He has authored or edited 26 books, including China Goes Global (2013); Tangled Titans: The United States & China (2012); Charting China's Future (2011); International Relations of Asia (2008); China's Communist Party: Atrophy & Adaptation (2008), China-Europe Relations: Perceptions, Policies & Prospects (2007), China Watching: Perspectives from Europe, Japan, and the United States (2007); Power Shift: China & Asia's New Dynamics (2005); The Odyssey of China's Imperial Art Treasures (2005); Modernizing China's Military (2003). He has also published approximately 200 articles, chapters, and editorials in edited books, scholarly and policy journals, and newspapers. He is also a frequent commentator in international media.

Professor Shambaugh received his Ph.D. in Political Science from the University of Michigan, and M.A. in International Affairs from Johns Hopkins University School of Advanced International Studies (SAIS), and B.A. cum laude in East Asian Studies from The Elliott School of International Affairs at George Washington University. He has been a visiting scholar at numerous institutions in China, Germany, Japan, Hong Kong, Russia, Singapore, and Taiwan. He was a Fellow at the Woodrow Wilson International Center for Scholars (2002-2003), and has been a recipient of research grants from numerous institutions. He was appointed Honorary Research Professor of the Shanghai Academy of Social Sciences (SASS) in 2008, and was a Senior Fulbright Research Scholar in China 2009-2010.

Professor Shambaugh has also held a number of consultancies--including with the U.S. Department of Defense, U.S. National Intelligence Council, Ford Foundation, Rockefeller Foundation, Rand Corporation, Library of Congress, Microsoft Corporation, Deutsche Bank, MacQuarie Securities, Standard Chartered Bank, The AlbrightStonebridge Group, and American Express International. He has served on twelve editorial boards and does peer reviewing for a number of private sector and government grant-making bodies. He has been a member of the International Institute of Strategic Studies, National Committee on U.S. China Relations (Board of Directors), World Economic Forum, Council on Foreign Relations, and other professional bodies.

Customer Reviews

4.3 out of 5 stars
(7)
4.3 out of 5 stars
Most Helpful Customer Reviews
33 of 33 people found the following review helpful
4.0 out of 5 stars Is the CCP fit for survival? May 10, 2008
Format:Hardcover
Following the collapse of communism in the Soviet Union and Eastern Europe in the late 1980s and early 1990s, predictions that the Chinese Communist Party (CCP) was next became in fashion. While the "pessimists" have made careers predicting chaos, fissiparous dissolution or a military takeover in China, the "optimists" have argued that a democratic spring is just around the corner. In most instances, those prognostications were predicated on a monolithic CPP that is little more than a Chinese version of the Communist Party of the Soviet Union (CPSU).

In China's Communist Party: Atrophy and Adaptation, David Shambaugh, director of the China Policy program at George Washington University, argues that the CCP has been anything but complacent since the fall of the Soviet Union and that, above all, its principal objective has been to ensure its survival.

Little known to most, the CCP and the various academic centers that fall under its purview have expended a tremendous amount of intellectual capital studying the many variables that, combined, resulted in the collapse of the CPSU and other communist governments around the world. In fact, by looking at systemic causes (economic; political/coercive; social/cultural; international), Chinese analyses of what went wrong for the Soviet Union were far more thorough than Western accounts, which tended to see Mikhail Gorbachev as the principal cause of the CPSU's demise. In China's view, the Soviet apparatus had become far too atrophied, too top-heavy, not flexible enough and too dogmatic, while Gorbachev's intervention came too late, too fast, and in many ways was misguided, as it sought to emulate the Western model. As such, rather than the proximate cause of the Soviet Union's implosion, Gorbachev was its trigger (this partly explains why former leader Zhao Ziyang, whose "humanist" views echoed Gorbachev's, was quickly sidelined following the Tiananmen Square Massacre in 1989).

Beijing's curiosity, Shambaugh shows, went much further than the Soviet Union and included surprisingly detailed comparative assessments of other former communist states, surviving ones -- North Korea, Vietnam and Cuba -- the "Color Revolutions" in the Central Asian republics, noncommunist, single-party states like Singapore and Malaysia, European socialism, and the Chinese Nationalist Party (KMT) in China in the 1940s and in Taiwan in the 1980s and 1990s. Furthermore, those efforts were far more than abstract intellectual inquiry; rather, they were undertaken "for very specific and practical reasons: to anticipate what generic challenges to the CCP may arise."

Based on the lessons learned, the CCP has embarked on a reactive and proactive strategy of "dynamic stability" to perpetuate its power, and unlike claims to the contrary, has demonstrated an impressive capacity for adaptation and far more flexibility and open-mindedness than it has been credited for. It has also shown that, rather than a monolithic, atrophied entity, the CCP has gradually shifted its policies in line with the economic development of the country and its effect on the demands of the population. Jiang Zemin's "Three Represents" and Hu Jintao's "Scientific Development" and "Sociality Harmonious Society" paradigms show a progression in thought and greater attention -- especially under Hu and Wen Jiabao, who, unlike the "coastal" Jiang, worked in the interior provinces -- to the needs of the masses.

To meet the increasingly complex challenges of a developing China, the CCP has also professionalized itself, sought, with some success, to fight corruption, and streamlined its ranks.

Consequently, the 16th Party Congress in 2002 experienced its highest turnover of party members ever and resulted in the most educated CPP in the party's history. Guided by the "Decision of the CPC Central Committee on Enhancing the Party's Ruling Capacity" (2004), the party also implemented a series of unprecedented reforms at the ideological and organizational levels, introduced mechanisms, or "Opinions," to evaluate party cadres, and imposed mid-career training.

Despite all this, the challenges to the CCP are rife. As China transforms, the top-to-bottom penetration of society under a Leninist system has become more difficult to achieve. Social and professional organizations that operate outside the CPP have proliferated, and as communist ideology loses its appeal with the masses and the private sector becomes increasingly independent, party committees have lost their strength as the sole source of legitimacy and purveyance. Rather than crack down or turn back the clock as we would expect of a monolithic authoritarian system, however, the CCP has chosen to experiment with consultative models (the Chinese People's Political Consultative Congress) and tentatively introduced democracy within the party. It has also increasingly turned Marxist ideology, which the population sees with growing cynicism, into a more nationalistic discourse, and let reality guide ideology rather than the other way around.

There are, however, certain areas where CPP thought has remained inflexible. Its fear of China becoming a "bourgeois vassal state" and paranoid view of the US continues to inform its policies on mass media and non-governmental organizations, which it sees as Trojan Horses meant to topple it -- a view that was reinforced by its assessment of the "Color Revolutions." The CCP has also retained its zero-sum relationship with civil society and zero tolerance for organized opposition outside the party. As the challenges brought about by China's industrialization and rapid development will only increase, the failure to allow more diversity in the political sphere -- in other words to democratize outside the party -- may very well be the seeds of the CPP's demise, and the 60 to 100 years it says are needed before democracy can be fully implemented may just be too long a wait for a population whose demands, expectations and awareness will continue to grow.

But as Shambaugh demonstrates in this rich and extremely helpful guide to how the CCP has viewed itself and the world since the spring of 1989, we should not underestimate its capacity to see the challenges ahead and make the necessary adjustments to ensure the perpetuation of its rule. While the author's views of the CCP's successes -- especially when it comes to ethnic minorities such as Tibetans and Uyghurs -- may be overoptimistic, his book nevertheless makes predictions of the CCP's inexorable collapse less plausible.

(Originally published in the Taipei Times on May 11, 2008, page 14.)
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8 of 9 people found the following review helpful
Format:Paperback
Professor Shambaugh goes on great length to researching survivability of an authoritarian regime that has prospered for years in the Asia Pacific region.

For the previous two decades, a group of leading political specialists including Roderick MacFarquhar (Harvard University), Richard Baum and Susan Shirk (University of California), and Gordon G. Chang have predicted the fall or protracted stagnation of the China's communist party (CCP). To them, the CCP is a fragile political institution and it is just a matter of time before the party is overthrown. In this book, Professor Shambaugh maintains that during and since the 1990s, the CCP has already instituted a series of massive and incremental reforms (P.181) to remould and strengthen its ideology, propaganda apparatus, governing capability, party apparatus and discipline, cadre competence and training, and leadership succession so that it can consolidate and sustain its rule in China (P.103). Unlike the demise of other communist regimes in Eastern Europe and Russia, the CCP can continue to survive because it has been very proactive to undertaking postmortem assessment of these cathartic events (P.41) and paying much attention to the study of other political parties in non-communist countries (P.92) such as People's Action Party's (PAP) in Singapore, Liberal Demoncratic Party (LDP) in Japan, and social democratic parties in UK and the European continent in order to appreciate what reforms it should institute in shoring up its legitimacy and ruling capacity.

Chapter 8 (P.161-181) covers an easy-to-understand but comprehensive assessment of the survivability of the CCP. The balance sheet contains 70 economic, political, social, cultural, coercive, and international variables that help readers to appreciate why and how the CCP can remain a nationwide organization of considerable authority and power.

This book is highly recommended to readers who intends to understand the complexities of politics in China.
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5 of 5 people found the following review helpful
Format:Paperback|Amazon Verified Purchase
David Shambaugh has provider the reader an excellent book to grasp the ongoing transformational economic and political changes inside the People's Republic of China. I enjoyed reading it along with others as I prepare to visit Asia this summer for the first time.

One of the more interesting parts of the book is the detailed descriptions provides as to how the Chinese "Think Tanks" viewed the changes in the Soviet Union and Europe in the late 1980's and 1990's. It is even more interesting to seek to understand how the Chinese Communist Party (CCP) sought to incorporate change into the party.

The reaosn I wanted to read this book (and I do recommend it to those interested in contemporary Chinese politics) is to better understand the United States relationship with the Chinese government. While the balance of trade between the United States and China favors the latter; and, the debt instruments be issued by the US Treasury are being purchased rapidly by the Chinese interests, it is time every thinking American serioulsy ponder the American-Chinese relationship as never before.

I am taken aback by the Chinese drive into science and technology in the 21st Century, I am concerned that America will soon find itself behind the Chinese in a human space program with the next footprints on the moon being Chinese. A recent MIT study recommended cooperation instead of competition between US and China space interests. This book provides a little more context to think about our national relationships.
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