Essence of Decision: Explaining the Cuban Missile Crisis (2nd Edition) [Paperback]

Graham Allison (Author), Philip Zelikow (Author)

Book Description

ISBN-10: 0321013492 | ISBN-13: 978-0321013491 | Publication Date: January 29, 1999 | Edition: 2

One of the most influental political science works written in the post World War II era, the original edition of Essence of Decision is a unique and fascinating examination of the pivotal event of the cold Cold War. Not simply revised, but completely re-written, the Second Edition of this classic text is a fresh reinterpretation of the theories and events surrounding the Cuban Missle Crisis, incorporating all new information from the Kennedy tapes and recently declassified Soviet files. Essence of Decision Second Edition, is a vivid look at decision-making under pressure and is the only single volume work that attempts to answer the enduring question: how should citizens understand the actions of their government?

Editorial Reviews

Review

"A lively updating of a classic, in many ways superior to the original." -- Richard K. Betts, Columbia University

"A page turner-the review of relevant literature is comprehensive, thoughtful, and original." -- Diane Vaughan, Boston College

"More than a revised edition, this is a new book, with the most recent empirical material and sophisticated theorizing. Important as it was, the original Essence of Decision now appears to have been a first draft; this version was worth waiting for." -- Robert Jervis, Columbia University

"The revised edition updates both the theory and the history in a compelling manner. It is an impressive achievement." -- Scott Sagan, Stanford University

Product Details

• Paperback: 416 pages
• Publisher: Longman; 2 edition (January 29, 1999)
• Language: English
• ISBN-10: 0321013492
• ISBN-13: 978-0321013491
• Product Dimensions: 8.1 x 5.4 x 0.9 inches
• Shipping Weight: 15.2 ounces (View shipping rates and policies)
• Average Customer Review: 4.5 out of 5 stars  See all reviews (19 customer reviews)
• Amazon Best Sellers Rank: #13,233 in Books (See Top 100 in Books)

More About the Author

Discover books, learn about writers, read author blogs, and more.

Customer Reviews

Most Helpful Customer Reviews

73 of 77 people found the following review helpful:

5.0 out of 5 stars Impressive Scholarship, May 11, 2002

By 

Tansu Demir (Springfield, IL) - See all my reviews
(REAL NAME)   

This review is from: Essence of Decision: Explaining the Cuban Missile Crisis (2nd Edition) (Paperback)

A great number of books and articles has been published attempting to explore and explain the Cuban missile crisis that had brought the world to the brink of a thermonuclear world war. Allison and Zelikow, in Essence of Decision, explain the Cuban missile crisis through three different lenses, that is, The Rational Actor Paradigm, Organizational Behavior Paradigm and Governmental Politics Paradigm, each of which is based on a different set of assumptions, each of which has a distinct bundle of organizing concepts and, each of which brings different general/specific propositions for the issue under question. Allison and Zelikow investigate the Cuban missile crisis through the lenses of three models in turn by asking three simple questions:

1. Why did the Soviet Union decide to place offensive missiles in Cuba?
2. Why did the United States respond to the missile deployment with a blockade?
3. Why did the Soviet Union withdraw the missiles?

The analyst looking to Cuban missile crisis through the lens of "rational actor model" conceives of governmental action as a "choice" made by a unitary and rational nation or national government. In this model, national government is treated as if it is an "individual" identifying problem, producing solution alternatives and picking one of those alternatives up whose result would satisfy the expected utility function of the nation best based on the "purpose" of the nation. The rational actor model analyst generates hypotheses, for example, about why the Soviet Union decided to send nuclear missiles to Cuba: to defend Cuba, rectify the nuclear strategic balance, or provide an advantage in the confrontation over Berlin? The virtue of the model comes from its power of explanation especially in case it is able to expose the "purpose" of the nation/state. So all the puzzling pieces of the relevant issue under question are to be tied into a coherent and satisfactory story.

The rational actor model falls short of fully understanding of the issue under question in that it does not take account of other equally important considerations. Admittedly, the rational actor model neglects the organizational processes and capabilities that structure the issue or problem under question, and, limit or extend the policy alternatives available to "rational" policy actors. In final instant, it is manifest that policy executives have to decide policy alternative from the "menu" that current organizational technologies and capabilities write. In organizational behavior model, the analyst investigates, for example, the standard operating procedures (SOP) of government organizations in order to understand which policy alternatives are available to political actors and which one is chosen and why. So, the organizational behavior paradigm closes the gaps of the rational actor paradigm.

Finally, the governmental politics model conceives of governmental policy under question not as a rational actor choice or organizational output but as a "resultant" of bargaining along regular circuits among players positioned hierarchically within the government. In this model, the political actors and their intentions, positions and interests, their relative power, the action channels through which the political actors input and exert their influence, decision rules and similar matters stand to the fore in analysis.

The three models, according to Allison and Zelikow, are complementary to each other. "Model I fixes the broader context, the larger national patterns, and the shared images. Within this context, Model II illuminates the organizational routines that produce the information, options, and action. Model III focuses in greater detail on the individuals who constitute a government and the politics and procedures by which their competing perceptions and preferences are combined" (p. 392). Rather than giving different answers to the same question, each of the three models illuminates one corner of the issue and contributes to our understanding. By integrating the factors identified under each lens, the authors argue, explanations can be significantly strengthened.

The final chapter of the book in which the authors hypothetically demonstrate how the interaction of the factors identified under each lens can lead to a nuclear war should be perused by those who firmly believe that after the collapse of the Soviet Union there no longer exists the precipice of a nuclear slaughter.

Though I believe this book is a must-read for everybody (not necessary to mention all the fields), I recommend this masterpiece especially to students of strategic management who have read Strategy Safari by Mintzberg et al. (1998) for which I believe Essence of Decision will be an excellent field book and to students who have read Case Study Research by Robert Yin for which I think Essence of Decision will be a perfect workbook.

Overall, this book is a living example of a dedicated and illuminating scholarship. Highly recommended.

26 of 27 people found the following review helpful:

5.0 out of 5 stars Uses 3 decision models applied to the Cuban Missile Crisis, March 24, 1999

By 

Dex Randall Howard "Randy Howard" (Atlanta, Georgia USA) - See all my reviews
(REAL NAME)   

This review is from: Essence of Decision: Explaining the Cuban Missile Crisis (2nd Edition) (Paperback)

I read this book in the mid-1970's, but have re-read several times. The author reviews the history and basics of three decision-models: the rational actor, organizational, & bureaucratic. Then he takes each in turn and applies it to the Cuban Missile Crisis. So, one reads three separate case studies, all of the same event, but through different theoretical glasses. Events can be explained in more than one fashion. Humility is an asset to an analyst. My book shelves hold around 250 books, so some books are given away so new ones can be added. Allison's, Essence of Decision, has remained for a quarter century.

Historical Note: The Cuban Missile crisis happened in October, 1962. The Soviets had been installing medium range ballistic missiles in Cuba. Upon discovery, the Kennedy administration had to decide what to do and how to do it. Many believe that the actions between the US and the USSR during these 10 days in October are as close as we have ever come to a nuclear war.

16 of 16 people found the following review helpful:

5.0 out of 5 stars Still One Of The Best Books On The Cuban Missle Crisis, September 7, 2000

By A Customer

This review is from: Essence of Decision: Explaining the Cuban Missile Crisis (2nd Edition) (Paperback)

I first read this book in my International Politics class in college almost ten years ago. It fascinated me then and it fascinates me now to read through Allison's three models. He peels away the layers of behavior and motivation with each model and, in doing so, he exposes the strengths and weaknesses of everyone involved--from Kennedy to Castro to Khrushchev. And every time, you learn something new, some important fact or angle that turns everything just a little on its head. Required reading for anyone interested in the Cuban Missile Crisis. Also an excellent primer on the intricacies of decision-making. Still a very good read.