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The Failure of the Founding Fathers: Jefferson, Marshall, and the Rise of Presidential Democracy [Hardcover]

Bruce Ackerman (Author)
3.3 out of 5 stars  See all reviews (12 customer reviews)

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Book Description

October 28, 2005 0674018664 978-0674018662 First edition

The ink was barely dry on the Constitution when it was almost destroyed by the rise of political parties in the United States. As Bruce Ackerman shows, the Framers had not anticipated the two-party system, and when Republicans battled Federalists for the presidency in 1800, the rules laid down by the Constitution exacerbated the crisis. With Republican militias preparing to march on Washington, the House of Representatives deadlocked between Thomas Jefferson and Aaron Burr. Based on seven years of archival research, the book describes previously unknown aspects of the electoral college crisis. Ackerman shows how Thomas Jefferson counted his Federalist rivals out of the House runoff, and how the Federalists threatened to place John Marshall in the presidential chair. Nevertheless, the Constitution managed to survive through acts of statesmanship and luck.

Despite the intentions of the Framers, the presidency had become a plebiscitarian office. Thomas Jefferson gained office as the People's choice and acted vigorously to fulfill his popular mandate. This transformation of the presidency serves as the basis for a new look at Marbury v. Madison, the case that first asserted the Supreme Court's power of judicial review. Ackerman shows that Marbury is best seen in combination with another case, Stuart v. Laird, as part of a retreat by the Court in the face of the plebiscitarian presidency. This "switch in time" proved crucial to the Court's survival, allowing it to integrate Federalist and Republican themes into the living Constitution of the early republic.

Ackerman presents a revised understanding of the early days of two great institutions that continue to have a major impact on American history: the plebiscitarian presidency and a Supreme Court that struggles to put the presidency's claims of a popular mandate into constitutional perspective.

(20060908)

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Editorial Reviews

From Publishers Weekly

Focusing on the electoral crisis of 1801, Yale constitutional scholar Ackerman advances a bold new interpretation of early American history. The election is noted for the electoral tie between two Republicans, Thomas Jefferson and Aaron Burr. Jefferson won, of course, but Ackerman's focus is less on the tie than on the sound Republican thrashing of Federalist John Adams. The fracas, he says, revealed a serious flaw in the framework for presidential elections: it couldn't easily accommodate party politics, which the framers had abhorred. The tempestuous jockeying of 1801, the author says, "marks the birth-agony of the plebiscitarian presidency";that is, having soundly defeated the Federalists, a president claimed for the first time that the people had given him a mandate for broad change. In sketching the consequences of Jefferson's ascendance, Ackerman also rereads the history of the Supreme Court, suggesting that scholars have erred in abstracting the famed Marbury v. Madison decision from the larger political context, i.e., Federalist Chief Justice John Marshall used judicial review to try to limit Jefferson's mandate. Ackerman innovatively recasts the histories of parties, constitutional interpretation and presidential politics. This is not an easy read;indeed, it's quite dense at times, and the argument is complex;but the payoff is worth it. Rarely has a study of American history been more timely. (Oct.)
Copyright © Reed Business Information, a division of Reed Elsevier Inc. All rights reserved.

Review

Just like with his magnificent We the People, Bruce Ackerman has intertwined well researched history with an unparalleled skill as a constitutional theorist. The Failure of the Founding Fathers describes the maneuvering that validated Thomas Jefferson's claim to the presidency that then created a decade-long confrontation between the Jeffersonians in the elected branches of the Federalists in the judiciary. This is constitutional history at its finest.
--Lucas A. Powe, Jr., University of Texas at Austin, and author of The Warren Court and American Politics (20050801)

Bruce Ackerman has written a provocative account of the impact upon America's political future of the Jeffersonian opposition to the Federalists. Completely levitating himself out of the historiography of party formation, Ackerman in The Failure of the Founding Fathers demonstrates just how powerful the vexed election of 1800 proved to be.
--Joyce Appleby, University of California, Los Angeles, and author of Inheriting the Revolution: The First Generation of Americans (20050915)

Many fine historians have written about the presidential election of 1800. But only Bruce Ackerman has placed all of the events surrounding the election into the context of American constitutional development. With his usual mixture of careful historical exegesis, narrative sweep, and bold interpretive imagination, Ackerman enables us to see a number of aspects of our constitutional history as if for the first time (beginning with the fact that the almost unknown case of Stuart v. Laird, was far more significant that Marbury v. Madison, decided a week earlier). Anyone interested in the development of American constitutionalism--and American political institutions--should be fascinated by this book.
--Sanford Levinson, University of Texas Law School, author of Wrestling With Diversity

Ackerman innovatively recasts the histories of parties, constitutional interpretation and presidential politics...Rarely has a study of American history been more timely. (Publishers Weekly )

[Ackerman] goes against the fashion to produce this major reinterpretation of the immediate post-1787 history of America's charter.
--Robert F. Nardini (Library Journal )

Bruce Ackerman, who teaches at Yale Law School, might be expected to advocate for either the Jeffersonians or their opponents, the Federalists. Instead he dishes blame all around to make the point that the mistakes of 1787 have shaped our politics. He sees American constitutionalism as a work in progress over two centuries. This liberal jurisprudence opposes the originalism of Antonin Scalia and other conservative jurists who insist that the true meanings of a law or decision are simply the literal ones right there in the text if you read them the right (Right?) way. The historical approach favored by Ackerman stresses continual reinterpretation of constitutional articles, legislation, presidential orders, and judicial decisions. Like the landmark Brown v. Board of Education decision that still inspires its practitioners, it needs a lot of detailed history to back up the argument. And that's what we get in The Failure of the Founding Fathers. Fortunately, Ackerman can tell a story as well as score points against originalists...[This is] thought-provoking history.
--David Waldstreicher (Boston Globe )

The Failure of the Founding Fathers contains the familiar dynamics of institutional triggers, synthesis of orders, and the nonlegal processes that play an important role in the American constitutional order, but it also offers new surprises, promising to change the way readers think about the date of the founding, MARBURY v. MADISON, and John Marshall...One cannot take leave of this book without noting what a fun read it is, with Ackerman acting as the armchair narrator leading the reader through events. Filled with questions of "who dunnit?" with the machinations of "crafty" and "sensible" politicians, as well as the author's own "detective" work, this book never lets the reader forget the thrills to be found in constitutional history.
--Kathleen S. Sullivan (The Law and Politics Book Review )

Highly ambitious and well-researched...[Its] great value [is its] testimony to the essential fragility of constitutional and democratic development...Ackerman tells his story well and persuasively...The book is a tour de force that draws on an impressive amount of archival research. Yet its real value lies less within Ackerman's absorbing story of this dire political crisis and the political dynamics it precipitated than in his skill and imagination in advancing his theory of constitutional change in the U.S. His arguments are solid and remain refreshingly heretical in a milieu that typically lionises the framers without accepting their limitations and the need for subsequent institutional and constitutional adjustments to accommodate changing political realities.
--John Owens (Times Higher Education Supplement )

Ackerman has a wonderful ability to draw new insights from conventional understandings of political events by focusing on small, concrete incidents.
--Barbara Oberg (American Journal of Legal History )

Product Details

  • Hardcover: 400 pages
  • Publisher: Belknap Press of Harvard University Press; First edition edition (October 28, 2005)
  • Language: English
  • ISBN-10: 0674018664
  • ISBN-13: 978-0674018662
  • Product Dimensions: 9.3 x 6.2 x 1.5 inches
  • Shipping Weight: 1.5 pounds (View shipping rates and policies)
  • Average Customer Review: 3.3 out of 5 stars  See all reviews (12 customer reviews)
  • Amazon Best Sellers Rank: #1,058,155 in Books (See Top 100 in Books)

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Customer Reviews

12 Reviews
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Average Customer Review
3.3 out of 5 stars (12 customer reviews)
 
 
 
 
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53 of 57 people found the following review helpful:
5.0 out of 5 stars Ackerman's latest foray into constitutional history/theory won't disappoint, November 18, 2005
By 
This review is from: The Failure of the Founding Fathers: Jefferson, Marshall, and the Rise of Presidential Democracy (Hardcover)
At first glance many people say: "Not another book on the election of 1800!" Yet Bruce Ackerman is not simply another historian; he specializes in a fascinating combination of constitutional history and theory meant to reevaluate common myths and misunderstands regarding our constitutional history.

The standard story of 1800 is that it demonstrates the strength of the Founders' Constitution in that a bitterly contested contest ended with peaceful transition of power. Ackerman demonstrates that the Constitution was fatally flawed because of the Founders' failure to anticipate the growth of party based electoral contests and a variety of (seemingly) small technical errors. Ackerman argues that the Constitution survived more from dumb luck and timely statesmanship then from the brilliance of the original text. Ackerman does not stop with 1800; he continues into the period following and chronicles the institutional struggle between the Federalist judiciary and the Jeffersonian presidency and Congress. While the Federalists relied upon the constitutional moment of 1787, Jefferson relied upon the repudiation of those principles by the people (the plebiscitarian presidency). Rather than focus solely on Marbury, as most accounts do, Ackerman interweaves this famous case with an almost unknown case, Stuart v. Laird. Stuart represented a strategic withdrawal in the face of what today would be considered a clearly unconstitutional law, the repeal of judicial offices. Ultimately these judicial concessions to the Jeffersonian revolution weakened the political support for Jefferson's attack, and the passage of time helped defeat the attempted purge of the bench. Ultimately, Ackerman argues that the Court, transformed by republican appointments, synthesized and interwove the constitutional principles of 1800 into the Constitution of 1787.

Ackerman brilliantly argues that new forms of popular sovereignty arose in 1800 and the Court assumed its modern function of weaving these types of unanticipated developments into our constitutional structure. He concludes that the U.S. achieved a constitutional equilibrium that saved the republic by balancing the new plebiscitarian presidency with judicial preservation of pre-existing constitutional values. Ackerman's arguments will surely invite debate, something he is used to, but no one could deny his persuasiveness. While this is a fascinating book, anyone looking for a simply history of the election should look elsewhere. This is a complicated work mixing constitutional history and theory, thus it is best for individuals possessing some degree of prior knowledge regarding constitutional law and history.

p.s. While I usually do not mention other reviews, I feel it is necessary to reply to William Henning's review. He bases his poor review on two factual "mistakes." Yet neither of the two things he cites are actually errors. First, Ackerman correctly states the number of states necessary to elect a president out of the House was 9. This is because in the House, states received equal votes with an absolute majority (50%+1) of the total number of states, not just the number voting. There were 16 states which makes 9 states necessary to win (16/2 + 1=9). The second supposed error is perplexing because Ackerman states on p. 104 that the two states were not voting because of ties in their delegations. Because the states voted as a whole, a majority of the representatives had to support a course of action, and an equal division lacks a majority, hence the states did not cast a vote; they were "non voting" because of an equal division. The only part of Henning's review I agree with is that Ackerman's writing is lively and clear.
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33 of 36 people found the following review helpful:
4.0 out of 5 stars Great book - But maybe a bit overstated, November 22, 2005
This review is from: The Failure of the Founding Fathers: Jefferson, Marshall, and the Rise of Presidential Democracy (Hardcover)
I very much enjoyed "The Failure of the Founding Fathers" by Bruce Ackerman. His research into the contemporary controversies and arguments made during the contentious 1800 election was refreshing. Too many writers rely on later day, secondary sources which leaves unsaid too much of what they then said about their own conflagrations and machinations. Nuance is lost using secondary sources, all too often.

Ackerman's discussion of the authorship of the Horatius letter, is a prime example of his harkening back to primary sources. Was the letter written by Marshall? Later researchers say no, but Ackerman puts forth a convincing case that Marshall might have been the author, a case filled with thoughts that secondary sources never seem to have even considered.

I have but one problem with Mr. Ackerman's work. It appears he has let his zeal to be a "controversialist" get the better of him a bit too often. He repeats his mantra of the "Founder's failures" over and over and, while his points are convincing enough that the Constitution had some problematic aspects where it concerns a strict description of procedure which came into stark light during the raucous 1800 election, his constant use of verbiage like "blunders" and "failures" belabors the point.

Ackerman seems all to often to have drawn a bold separation between the "Founders" who created the Constitution and those common everyday politicians who fought the Party battles of the 1800 election. But, my problem arises when one realizes that the "Founders" of 1780s Constitutional creation era and those politicians involved in the 1800 election fight were nearly to a man ONE and the SAME!

The "Founders " had not simply returned to their perch upon Mount Olympus like some coterie of ancient Gods after handing a grateful nation the Constitution fully formed. No, those same Founders were still around to further delineate and rectify the errors made in the creation when they were faced with the procedural problems that the 1800 election revealed. And faced with the nearly insurmountable problems the Founders faced, we should be amazed that they got as grand a document as they did when finished.

In other words, the 1800 election was just a continuation, a sequal if you will, for the "Founder's" creation of the Constitution. They created the Document in the 1780s, got it passed, and by the 1790s they began to try and live with it, thereby seeing where they missed a thing or two and then attempting to set it aright.

Lastly, I always think it a bit of an overstatement to say that the Founders never "saw" the idea of Party as possible. The Federalist Papers even discusses it. Sure they were against the idea of Parties on principle of public virtue, but they were aware it was probable even, perhaps, unavoidable. And last but not least, it was those very Founders who became INSTANLTY involved in that same creation of Parties less than a decade after the Constitution was ratified.

Still, a great book that everyone interested in the early days of the republic should read. Also one that makes the lie to the lament that "Politics today is worse than it's ever been". Even cursory study of the knock-down and drag-out fights in 1800 puts the lie to that one!
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17 of 21 people found the following review helpful:
3.0 out of 5 stars Ackerman needs a better editor., May 8, 2006
By 
This review is from: The Failure of the Founding Fathers: Jefferson, Marshall, and the Rise of Presidential Democracy (Hardcover)
Here's the problem. Professor Ackerman has some original and thought-provoking ideas on the development of constitutional law by the Marshall Court and American history in the wake of the disputed election of 1800. He correctly points out that the trouble with most legal or historical analysis of this time period is that it passes through the imperfect prism of each writer's point of view, and that there is insufficient attention paid to how the participants viewed events as they occured. It correctly points out how the Constitution of 1787 was markedly and significantly changed in practice by the fallout from the election of 1800 and our own Jeffersonian "regime change." HOWEVER, this reads like a law review article that got out of hand and is filled with extraneous material that does not advance the central points of his thesis. I really enjoyed the book, but it really could have been edited better.
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Inside This Book (learn more)
Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
electoral college crisis, plebiscitarian presidency, judicial strike, midnight judges, interim presidency, judiciary bill, circuit riding, judiciary act, presidential selection, circuit justice, constitutional meaning
Key Phrases - Capitalized Phrases (CAPs): (learn more)
United States, John Marshall, Thomas Jefferson, John Adams, Marshall Court, New England, New York, First Congress, Aaron Burr, John Randolph, Washington Federalist, James Madison, Philadelphia Convention, President Adams, Balloting Plan, President's House, Alexander Hamilton, George Washington, James Bayard, New Jersey, Republican Congress, Charles Lee, Continental Congress, South Carolina, Twelfth Amendment
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