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The Footnote: A Curious History [Hardcover]

Anthony Grafton (Author)
3.3 out of 5 stars  See all reviews (10 customer reviews)


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Book Description

0674902157 978-0674902152 December 1, 1997 Revised

The weapon of pedants, the scourge of undergraduates, the bête noire of the "new" liberated scholar: the lowly footnote, long the refuge of the minor and the marginal, emerges in this book as a singular resource, with a surprising history that says volumes about the evolution of modern scholarship. In Anthony Grafton's engrossing account, footnotes to history give way to footnotes as history, recounting in their subtle way the curious story of the progress of knowledge in written form.

Grafton treats the development of the footnote--the one form of proof normally supplied by historians in support of their assertions--as writers on science have long treated the development of laboratory equipment, statistical arguments, and reports on experiments: as a complex story, rich in human interest, that sheds light on the status of history as art, as science, and as an institution. The book starts in the Berlin of the brilliant nineteenth-century historian Leopold von Ranke, who is often credited with inventing documented history in its modern form. Casting back to antiquity and forward to the twentieth century, Grafton's investigation exposes Ranke's position as a far more ambiguous one and offers us a rich vision of the true origins and gradual triumph of the footnote.

Among the protagonists of this story are Athanasius Kircher, who built numerous documents into his spectacularly speculative treatises on ancient Egypt and China; Pierre Bayle, who made the footnote a powerful tool in philosophical and historical polemics; and Edward Gibbon, who transformed it into a high form of literary artistry. Proceeding with the spirit of an intellectual mystery and peppered with intriguing and revealing remarks by those who "made" this history, The Footnote brings what is so often relegated to afterthought and marginalia to its rightful place in the center of the literary life of the mind.


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Editorial Reviews

Amazon.com Review

The struggle over what history is and how it should be told affects even such a constant convention as the footnote. As Anthony Grafton tells us in his entertaining study The Footnote, this tool of scholarship is just that: a tool that marks the professional from the amateur. "Like the high whine of the dentist's drill," he says, "the low rumble of the footnote on the historian's page reassures: the tedium it inflicts, like the pain inflicted by the drill, is not random but directed, part of the cost that the benefits of modern science and technology exact." There are some scholars, Grafton avers, who consider the footnote an anachronism meant to distance people from their pasts. Conversely, there are some who wage whole wars against other scholars through the medium of their notes. In any event, Grafton opines, the footnote will prevail, protecting works of scholarship from assault as surely as armor protects a tank.

From Kirkus Reviews

A curious history, indeed. Few accoutrements of scholarship have been as denigrated as the lowly footnote, as this lively and fascinating narrative demonstrates. Scorned equally by scholar, student, and publisher, the footnote has lost its traditional place at the foot of the page and is now relegated to the ``endnotes'' following a chapter or at the end of a book. No‰l Coward once remarked that having to read a footnote resembles having to go downstairs to answer the door while in the midst of making love. This longstanding animosity toward the footnote derives from a tradition that perceived of historical writing as a form of literature. Few scholars lavish the necessary attention on the notes and even fewer readers take notice. Only the insecure graduate student or fledgling scholar piles up note after note and by doing so claims a place in the guild of the profession. But a careful reading of footnotes is both revealing and rewarding, according to Grafton, a historian at Princeton University. The footnote, as he correctly and convincingly points out, is critical to the scientific nature of historical writing and therefore reflects both the ideology and technical practices of the craft. The footnote confers ``proof'' that the historian has visited the appropriate archives, dusted off the necessary documents, and consulted and exhausted the secondary literature. It is, in short, a badge of legitimacy. The reader familiar with Grafton's work will recognize the author's extraordinary range and familiarity with German, French, English, and Italian historical writing from the early modern period to the late 20th century. Grafton has, in fact, written a sly work of historiography, a kind of celebration of the gritty details of scholarly exploration, and not merely a chronicle of the despised footnote. Oh, yes; read his footnotes. (Happily, his publisher realized that endnotes would not do here.) -- Copyright ©1997, Kirkus Associates, LP. All rights reserved.

Product Details

  • Hardcover: 256 pages
  • Publisher: Harvard University Press; Revised edition (December 1, 1997)
  • Language: English
  • ISBN-10: 0674902157
  • ISBN-13: 978-0674902152
  • Product Dimensions: 8.5 x 5.8 x 0.9 inches
  • Shipping Weight: 14.6 ounces
  • Average Customer Review: 3.3 out of 5 stars  See all reviews (10 customer reviews)
  • Amazon Best Sellers Rank: #1,557,554 in Books (See Top 100 in Books)

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Customer Reviews

10 Reviews
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Average Customer Review
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15 of 17 people found the following review helpful:
4.0 out of 5 stars witty, whimsical tour of the methodsof historical learning, July 16, 2005
By 
Hugh Claffey (Co. Kildare Ireland) - See all my reviews
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The history, use and meaning of the footnote is a rather unlikely subject for a book, however, Grafton uses it to focus on the practice of history and the flesh-and-blood jealousies, mistakes and falsehoods which lie behind even the driest of academic pursuits.
One caveat, which struck me at the start, is that surely footnotes would not have evolved solely form historical research, surely they would have surfaced in more useful contemporary documents, perhaps to do with legal or diplomatic professions.
That apart, Grafton takes the evolution of the footnote in historical scholarship as the evolution of `scientific' methodology in historical research. On the surface Grafton states that the `the text persuades, the notes prove'. Originally history was story telling by people who claimed to be present, and/or participants, in great events. As scholarship evolved, the fact that participants might have different motivations, points-of-view and/or explicit biases became increasingly apparent. "Ambassadors' reports - a great source of archival works - report on deliberations to which they did not have direct access and the intentions of monarchs who did not speak frankly". Therefore scholars began to quote their sources by use of footnotes to the main text.
Within this context, Grafton illustrates the distance some scholars will go to, in terms of selective quotation of some sources, the suppression of others and it is this which enlivens a topic which otherwise might have been deathly-dull. He acknowledges, with admiration, that some historians use footnotes to allow that there exist contrary interpretations of the thesis they are pursuing. However his work in the field allows him to allow him to add venom e.g. ` but often they (historians) quietly set the subtle, but deadly cf. (compare) in the footnote. This indicates, at least to the expert reader, both that an alternative view appears in the cited work and that it is wrong'. Grafton has worked in many European languages and this allows him to humorously include and compare the many differing ways that footnotes can convey bile - " The English do so with a characteristically sly adverbial construction `oddly overestimated'. Germans use the direct `ganz abwegig' (totally off-track); the French, a colder, but less blatant `discutable'".

The book traces the evolution of the `scientific' recording and interpretation of texts to convey historical scholarship through the work of historians of three centuries, and it is though this that Grafton exhibits great learning and humanity. The foibles, ambitions and disputes are clearly acknowledged as is their passion for their work. Grafton has clear sympathy for both. He is more grudging in acknowledging the contribution of philosophy - specially the work of Descartes and Voltaire - in the development of the uneasy concoction of art and science which is modern history.
This is a magnificent description of an exchange between Liebnitz and Bayle in the 1690's, where the latter's desire to document every mistake in historical writings available at the time, is called into question. Liebnitz instead argued that it would be more accurate and economical to pursue a project which documented the verified truth of historical research. Each project is, of course, infinite, though Liebnitz's is the more practicable.

While Grafton ranges widely though the historians of the 14th to the 19th Century
I feel that he reserves especially favour for Gibbon and von Ranke, Gibbon for his masterful confidence and literate authority - Grafton goes so far as to suggest that Gibbon reluctantly adopted the footnote, feeling that it broke the narrative flow. He favours Ranke for his zeal in perfecting the methodology of source quotation and interpretation as well as instituting the seminar for exposition and training of upcoming historians. Grafton points out, tellingly but humanely, that Ranke was not above self-delusion in his judgment of his own methodology, by showing that Ranke's own footnotes were less exact than the historian claimed.

The narrative,which can be quite detailed and wide-ranging, flows along thanks to Grafton;s style. Complex points are not simplified, but nor are the human details overlooked e.g. his laconic opinion of the medieval Letters of Aristeas is rendered as ` this fascinating book has the defect of being a forgery, but also the compensating virtues of beauty and clarity'.
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13 of 15 people found the following review helpful:
4.0 out of 5 stars Review of Anthony Grafton's The Footnote*: a curious history, December 19, 2000
By 
Marc Goodwin (Cleveland, OH USA) - See all my reviews
Although the history of the footnote may seem like a dull topic for discussion, it yields many interesting insights on how historians have practiced their trade. What makes Grafton's account so strong is not only his wit and metaphorical humor, which is often lacking from other academic historians' work, but his detailed and thorough treatment of this seemingly forgotten tool of the intellectual historian. Grafton manages to convey, through reverse chronological order, the origins of the footnote, and in the process manages to explain its use and purpose by those such as Gibbon and Ranke. Perhaps most interesting is Grafton's own use of the footnote. Thorough the mastery of four languages he establishes his authority and even manages to denigrate others with the deadly "Cf." It is not surprising that his pages suffer from the "swelling feet of claylike annotation" that Ranke so eagerly wanted to avoid. Grafton's narrative of the footnote is a useful addition to the reading of any academic historian or student of history.
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3 of 3 people found the following review helpful:
4.0 out of 5 stars Review of Anthony Grafton's The Footnote*: a curious history, December 19, 2000
By 
Marc Goodwin (Cleveland, OH USA) - See all my reviews
Review of Anthony Grafton's The Footnote*: a curious history (Harvard University Press, Cambridge, Mass.) 1997

Although the history of the footnote may seem like a dull topic for discussion, it yields many interesting insights on how historians have practiced their trade. What makes Grafton's account so strong is not only his wit and metaphorical humor, which is often lacking from other academic historians' work, but his detailed and thorough treatment of this seemingly forgotten tool of the intellectual historian. Grafton conveys, through reverse chronological order, the origins of the footnote, and in the process manages to explain its use and purpose by those such as Gibbon and Ranke. Perhaps most interesting is Grafton's own use of the footnote. Through the mastery of four languages, he establishes his authority and even manages to denigrate others with the deadly "Cf." It is not surprising that his pages suffer from the "swelling feet of claylike annotation" that Ranke so eagerly wanted to avoid. Grafton's narrative of the footnote is a useful addition to the reading of any academic historian or student of history.

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