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Fundamentals of Securities Regulation, 5th Edition [Hardcover]

Louis Loss (Author), Joel Seligman (Author), Troy Paredes (Author)
5.0 out of 5 stars  See all reviews (2 customer reviews)


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Book Description

073554199X 978-0735541993 December 19, 2003 5

Fundamentals of Securities Regulation gives you quick access to the law of securities regulation as found in Loss, Seligman, and Paredes’ 11-volume, landmark treatise Securities Regulation —consolidated into one comprehensive volume. Distilling the essence of Loss, Seligman, and Paredes’ 11-Volume master work, this 1,600-page volume reviews and analyzes the most significant aspects of securities regulation and gives you the quick answers you need...when you need them.

Fundamentals of Securities Regulation details the rules and regulations affecting the securities market, providing comprehensive coverage and plain-English explanations in a single volume. Through annual supplementation, you’ll keep pace with the ever-increasing volume of litigation, and receive up-to-date examinations of recent regulatory developments and court cases. You will benefit from current coverage of:

  • The SEC’s amendments to the executive compensation and related-party disclosure rules
  • The SEC’s revised shelf offering process
  • The SEC’s amendments to its accelerated filer deadlines for large accelerated filers
  • The SEC’s approval of the application of the Nasdaq to become a national securities exchange
  • Comprehensive amendment of the SEC’s penny stock rules
  • The SEC’s proposed amendments to the tender offer best price Rules 13e-4 and 14d-10
  • Case developments including Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit, Kircher v. Putnam Funds Trust, and Dura Pharmaceuticals v. Broudo
  • And more!



Product Details

  • Hardcover: 66 pages
  • Publisher: Aspen Publishers; 5 edition (December 19, 2003)
  • Language: English
  • ISBN-10: 073554199X
  • ISBN-13: 978-0735541993
  • Product Dimensions: 9.1 x 6.3 x 2.4 inches
  • Shipping Weight: 3.6 pounds
  • Average Customer Review: 5.0 out of 5 stars  See all reviews (2 customer reviews)
  • Amazon Best Sellers Rank: #870,256 in Books (See Top 100 in Books)

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2 of 5 people found the following review helpful:
5.0 out of 5 stars This book is the one, November 5, 2005
This review is from: Fundamentals of Securities Regulation, 5th Edition (Hardcover)
Fundamentals of Securities Regulation is a short version of the classic, multi-volume treatise on securities regulation by the same authors. If you can have only one book on your shelf in this area, Fundamentals is the one.
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0 of 3 people found the following review helpful:
5.0 out of 5 stars reliable seller, April 13, 2009
This review is from: Fundamentals of Securities Regulation, 5th Edition (Hardcover)
The seller is great-- originally, I did not notice the book is "supplemental" but thought it was main text which I intended to buy. However, the seller was so kind to remind me of the possible misunderstanding on the book's content before he arranged delivery. After I confirmed I no longer needed it, he refunded my money quickly. I really appreciate his help and kindness.
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Inside This Book (learn more)
First Sentence:
The Securities Act of 1933 did not spring full grown from the brow of any New Deal Zeus. Read the first page
Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
mandatory corporate disclosure system, civil aiding, statutory seller, managing agency accounts, super voting stock, common law deceit, originating banker, abetting liability, issuer safe harbor, registration covenant, adoption release, distribution compliance period, affiliated purchaser, posteffective amendment, prefiling stage, selling security holder, stop order proceeding, highest independent bid, private action arising, general fraud provision, initial offering period, delicto defense, tender offer provisions, unlisted trading privileges, security futures product
Key Phrases - Capitalized Phrases (CAPs): (learn more)
United States, Act Rel, Exchange Act, Second Circuit, Investment Company Act, Merrill Lynch, Advisers Act, Sarbanes-Oxley Act, Reform Act, Ist Sess, Life Ins, Ninth Circuit, Act Rule, Williams Act, Federal Securities Code, Texas Gulf Sulphur, Seventh Circuit, Holding Company Act, District of Columbia, Central Bank, Federal Rules of Civil Procedure, Advisory Committee, Gramm-Leach-Bliley Act, Trust Ind, Old Kern
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