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The Handicap Principle: A Missing Piece of Darwin's Puzzle
 
 
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The Handicap Principle: A Missing Piece of Darwin's Puzzle [Paperback]

Amotz Zahavi (Author), Avishag Zahavi (Author), Amir Balaban (Illustrator), Na'ama Ely (Contributor), Melvin Patrick Ely (Contributor)
4.4 out of 5 stars  See all reviews (8 customer reviews)

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Book Description

0195129148 978-0195129144 June 3, 1999
Ever since Darwin, animal behavior has intrigued and perplexed human observers. The elaborate mating rituals, lavish decorative displays, complex songs, calls, dances and many other forms of animal signaling raise fascinating questions. To what degree can animals communicate within their own species and even between species? What evolutionary purpose do such communications serve? Perhaps most importantly, what can animal signaling tell us about our own non-verbal forms of communication? In The Handicap Principle, Amotz and Ashivag Zahavi offer a unifying theory that brilliantly explains many previously baffling aspects of animal signaling and holds up a mirror in which ordinary human behaviors take on surprising new significance.
The wide-ranging implications of the Zahavis' new theory make it arguably the most important advance in animal behavior in decades. Based on 20 years of painstaking observation, the Handicap Principle illuminates an astonishing variety of signaling behaviors in animals ranging from ants and ameba to peacocks and gazelles. Essentially, the theory asserts that for animal signals to be effective they must be reliable, and to be reliable they must impose a cost, or handicap, on the signaler. When a gazelle sights a wolf, for instance, and jumps high into the air several times before fleeing, it is signaling, in a reliable way, that it is in tip-top condition, easily able to outrun the wolf. (A human parallel occurs in children's games of tag, where faster children will often taunt their pursuer before running). By momentarily handicapping itself--expending precious time and energy in this display--the gazelle underscores the truthfulness of its signal. Such signaling, the authors suggest, serves the interests of both predator and prey, sparing each the exhaustion of a pointless chase. Similarly, the enormous cost a peacock incurs by carrying its elaborate and weighty tail-feathers, which interfere with food gathering, reliably communicates its value as a mate able to provide for its offspring. Perhaps the book's most important application of the Handicap Principle is to the evolutionary enigma of animal altruism. The authors convincingly demonstrate that when an animal acts altruistically, it handicaps itself--assumes a risk or endures a sacrifice--not primarily to benefit its kin or social group but to increase its own prestige within the group and thus signal its status as a partner or rival. Finally, the Zahavis' show how many forms of non-verbal communication among humans can also be explained by the Handicap Principle. Indeed, the authors suggest that non-verbal signals--tones of voice, facial expressions, body postures--are quite often more reliable indicators of our intentions than is language.
Elegantly written, exhaustively researched, and consistently enlivened by equal measures of insight and example, The Handicap Principle illuminates virtually every kind of animal communication. It not only allows us to hear what animals are saying to each other--and to understand why they are saying it--but also to see the enormously important role non-verbal behavior plays in human communication.

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Editorial Reviews

From Library Journal

Since the time of Darwin, altruism and other forms of cooperation have puzzled evolutionary biologists. Several theories have been proposed to explain these behaviors, but each has weaknesses in the framework of traditional natural selection. The Zahavis, working with babblers (group-living birds), developed the handicap principle and signal selection to explain these apparent paradoxes. (Their theory proposes that when an animal behaves altruistically, it does so to increase its status within its group as a partner or rival.) This book presents their evidence, elaborated in many technical papers since the 1970s, to explain such behaviors in babblers and such diverse organisms as slime molds, social insects, peafowl, and human children playing tag. The handicap principle is an important new theory that explains many seemingly diverse problems in evolutionary biology. This book is highly readable yet rigorous enough for specialists. Essential for any academic collection and worthwhile for general collections.?Bruce D. Neville, Univ. of New Mexico Lib., Albuquerque
Copyright 1997 Reed Business Information, Inc. --This text refers to an out of print or unavailable edition of this title.

Review

"This is an excellent review of the complicated components of Zahavi's handicap principle."--Robert G. Jaeger, University of Southwestern Louisiana

"Great overview, treats all perspectives fairly..."--Mary Victoria McDonald, University of Central Arkansas

"Among the most revolutionary and controversial concepts in modern behavioral biology is the handicap principle developed by Zahavi. After initially encountering resistance, it has been receiving increased acceptance for its success in explaining an enormous variety of animal behaviors and anatomical structures, from gazelles' seemingly suicidal displays to men's beards. Read this fine book, and discover what the excitement is all about!"--Jared M. Diamond, Professor of Physiology, University of California at Los Angeles

"This fascinating, provocative, insightful and controversial book will charm, inform and sometimes infuriate all of those interested in understanding animal and human communication."--Paul Ekman, Professor of Psychology, University of California, San Francisco

"By now the Handicap Principle is acknowledged by a growing body of biologists, and by joining their forces Amotz and Avishang Zahavi explain the principle and how it applies to communicative behaviour between organisms...from amebas to humans."--Arne Lundberg, Uppsala University, Sweden

"[An] extremely well-written popularization of the authors' scientific work. Covering species as different as tigers and barn swallows, and topics as diverse as parasitism and parental care, the authors apply their theory to many aspects of animal behavior that were difficult to explain previously.... Highly recommended."--Booklist

"This book is highly readable yet rigorous enough for specialists. Essential for any academic collection and worthwhile for genearal collections."--Library Journal

"The Zahavis write well, with admirable clarity...Very readable book"--Science Books and Films

Product Details

  • Paperback: 304 pages
  • Publisher: Oxford University Press, USA (June 3, 1999)
  • Language: English
  • ISBN-10: 0195129148
  • ISBN-13: 978-0195129144
  • Product Dimensions: 8.8 x 5.9 x 0.8 inches
  • Shipping Weight: 12.8 ounces (View shipping rates and policies)
  • Average Customer Review: 4.4 out of 5 stars  See all reviews (8 customer reviews)
  • Amazon Best Sellers Rank: #369,796 in Books (See Top 100 in Books)

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Average Customer Review
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23 of 23 people found the following review helpful:
5.0 out of 5 stars Best book on evolution in many years, May 19, 2000
Why does the peacock grow that tail? Why does the springbok leap straight up into the air when it sees a predator? Why do people behave heroically? The handicap principle answers these questions, eloquently, simply and with an overwhelming sense of conviction. The peacock is advertising his fitness. He is saying to the female in essence, I am so fit I can carry around this cumbersome adornment and still scratch out a very fine living. The springbok is saying to the predator: don't even think about going after me. I am in such good shape I can waste energy jumping up and down and still have plenty of reserves to outrun you. Save us both the bother and go after someone weaker. (By the way, the springbok jumps straight up instead of sideways because by jumping straight up its performance can be effectively judged by a predator from any direction.) And the man who dives into the swiftly flowing river to save a drowning child is actually advertising his fitness and improving his station in society. He is so fit he can take chances that others dare not. He's the man the women want to mate with.

The Handicap Principle thus is about signals, signals between prey and predator, between one sex and the other, and between the individual and the group. The purpose of these signals is to display in an unequivocal way the fitness of the signaler. Note that such signals have to be "fake proof." They have to be what the authors call "reliable." An animal that can't run fast and has limited resources of energy can't waste them jumping in the air. It needs to get going immediately or to stay hidden if it is to have any chance of survival. A man leads with his chin. That's a signal that he's confident. When men had beards it was a little dangerous to stick your chin out since the other guy might grab your beard and you could be in trouble. People demonstrate wealth by wasting money. This is a "reliable" (if ugly) signal because without an ample supply of money, you can't afford to waste it.

Part of the beauty of this book comes from the personality of the authors, who spent a large part of their lives studying little babbler birds in Israel. I feel I know these little social birds just from the loving descriptions in the text. One can see that even though the Zahavis made their discovery of the handicap principle in 1975 and waited almost two decades before it was generally accepted in the scientific community, they harbor no bitterness, nor is their tone at all gloating. They come across as hard-working field scientists who love their work and nature.

Besides being full of exciting and original ideas, The Handicap Principle is also extremely well written. Each sentence is clear and to the point without the burden of unnecessary jargon or the wordy clumsiness sometimes found in such books. Amotz and Avishag Zahavi took great pride in effectively communicating their ideas to a wide audience. Additionally there are scores of exquisite, loving little black and white drawings by illustrator Amir Balaban of animals, birds, insects and people, etc., illuminating the text.

If you're interested in evolutionary theory, this is a book not to be missed. As Jared Diamond says on the cover, "Read this fine book, and discover what the excitement is all about."

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5 of 5 people found the following review helpful:
5.0 out of 5 stars I loved it, insightful, entertaining, astounding., May 5, 1998
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jab@lobo.net (Albuquerque, NM USA) - See all my reviews
This very readable book covers a wide range of biological behavior, and really demonstrates the reality of the Handicap Principle. Not only am I convinced of its truth, but now understand much more about human behavior than before.
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3 of 3 people found the following review helpful:
4.0 out of 5 stars Think natural selection is cool? This will expand your mind., February 25, 1998
By A Customer
A compelling addition to the literature on natural selection and evolution. The Handicap Principle illustrates with compelling examples the reasons for the evolution of much animal behavior, coloring, and communication. A bit heavy on zoology for non-natural scientists, it however is a must read if you fancy yourself a student of evolution.
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Inside This Book (learn more)
First Sentence:
Babblers move around their territory during the day, looking for food on the ground among the desert trees and bushes. Read the first page
Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
adult babblers, prestalk type, other babblers, queen pheromone, communal night roost, utilitarian selection, handicap principle, decorative markings, dancing arena, nonverbal vocalizations, reproductive chances, signal selection, multicellular body, reed warblers, communal roosts, female pheromones, phenotypic quality, beta male, cuckoo eggs, kin selection theory, cooperative breeding, successful offspring, male eggs, raising offspring, other gulls
Key Phrases - Capitalized Phrases (CAPs): (learn more)
Handicap Principle, Thamsi Carlisle, United States, Avner Anava
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