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The Imitation Factor: Evolution Beyond The Gene [Hardcover]

Lee Alan Dugatkin (Author)
4.0 out of 5 stars  See all reviews (5 customer reviews)


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Book Description

January 8, 2001

Is imitation really the best compliment? As Lee Alan Dugatkin's powerful work of cutting-edge science reveals, imitation is the most profound compliment you can give anyone. It might last for millions of years.

An acclaimed biologist, Dugatkin has identified and mapped the effects of a powerful, overlooked, and deceptively simple factor in evolutionary history. He shows how the imitation of one individual by another, in any species, is an essential and fundamental natural force that has enabled the growth of animal and human societies. Previously inexplicable animal behaviors become comprehensible in the light of Dugatkin's research: How can one group of monkeys all learn to use a new tool in one generation? There is no time for genetic evolution to achieve this, but the social system enabled by imitation manages it easily. Dugatkin also investigates the way we, and other species, select mates. Why do tiny sailfin molly fish have sex with another species? The somewhat disturbing truth is, simply, to impress the ladies. There can be no purely genetic, standard Darwinian explanation for it. Such fishy sex isn't all in the genes. Humans and animals alike do things because they see others doing them; in this way fashions, traditions, and customs eventually emerge. Indeed, Dugatkin's astonishing point is that the imitation factor has led to the development in animals of education and culture. This fact has changed the course of evolutionary history.

Dugatkin draws on a wide range of his own and others' research into the behavior of fish, birds, whales, and humans to reveal the failure of genetic determination to explain mating behavior and the fundamental process of learning. As we watch people become popular and find ourselves attracted to them, we are doing nothing more than what animals have been doing for eons. Dugatkin follows the course of imitation as it leads to teaching and reveals that the mechanics of "animal education" built the species-wide phenomenon known in our own society as civilization. An original, brilliant, and lucid presentation of a profound new idea in evolutionary science, The Imitation Factor will have an enduring impact on the way we understand life on earth, and ourselves.


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Amazon.com Review

Everyone knows "monkey see, monkey do," but how many of us reflect on the proverb's consequences? Biologist Lee Alan Dugatkin asks just how different animals can be from humans if they engage, as they seem to, in cultural transmission of behavior. Long thought to be one of the last barriers between H. sapiens and the rest of the family, imitation can be found even in fish--and Dugatkin's book, The Imitation Factor: Evolution Beyond the Gene, explores the research on the subject and its implications. His straightforward, accessible style serves him and the reader well. Though there are no tough equations or metaphysical concepts to bar the way to understanding, the delicacy of behavioral research can be tricky to communicate properly. Summarizing his points, he says:

The zoological work on cultural evolution reveals strange and even amazing facts about animals no matter how large or small their brains are--indeed, some just barely have what we can call a brain. The actions of a few individuals, or even just a single one, can dramatically shift the evolutionary future of a particular population fundamentally because individuals are keen copiers.

The author presents his own and others' research into imitative learning and makes a compelling case for its ubiquity. He suggests that a vast range of behavioral science is hampered by its reliance on biological (especially genetic) explanations, and that researchers would do well to sift more carefully between nature and nurture. It's an intriguing notion, and makes The Imitation Factor well worth reading--and besides, everyone else is doing it. --Rob Lightner

From Publishers Weekly

The dominant paradigm in evolutionary biology asserts that genes are responsible for virtually all manifestations of animal behavior while the environment plays a small role. In a thoroughly engaging, accessible manner, Dugatkin, professor of biology at the University of Louisville, challenges "that assumption by presenting the case that cultural transmission and gene-culture interactions are serious, underestimated forces in evolutionary biology." He analyzes a broad array of behavioral studies conducted by himself, his students and many other scientists to demonstrate that animals imitate each other regularly, learn new behaviors from this mimesis and even engage in activities that are best called teaching. By presenting behavioral examples of simple and complex animals ranging from guppies to macaques, from blackbirds to humans, he proves that large brains are not a prerequisite for imitation. Even more important, Dugatkin establishes these actions as constituents of culture, which many scientists limit to humans. Dugatkin explains scientific method superbly and conveys the thrill of designing an ingenious experiment. His theories and supporting evidence will inspire even the most skeptical readers to rethink humans' place in the animal kingdom. Anyone interested in the nature/culture debate will learn something new from Dugatkin. (Jan.)
Copyright 2000 Reed Business Information, Inc.

Product Details

  • Hardcover: 256 pages
  • Publisher: Free Press; 1st edition (January 8, 2001)
  • Language: English
  • ISBN-10: 0684864533
  • ISBN-13: 978-0684864532
  • Product Dimensions: 8.8 x 5.8 x 1 inches
  • Shipping Weight: 12.3 ounces
  • Average Customer Review: 4.0 out of 5 stars  See all reviews (5 customer reviews)
  • Amazon Best Sellers Rank: #2,573,320 in Books (See Top 100 in Books)

More About the Author

"Mr. Jefferson and the Giant Moose" brings together my two loves: American History (especially Revolutionary War era history) and Biology. I have never had as much fun researching and writing a book as I did with "Mr. Jefferson and the Giant Moose." I hope it brings you as much joy as it brought me.

 

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15 of 15 people found the following review helpful:
5.0 out of 5 stars Guppy culture, June 9, 2001
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This review is from: The Imitation Factor: Evolution Beyond The Gene (Hardcover)
Lee Alan Dugatkin has spent the last ten years studying imitation in guppies and in "The Imitation Factor" he explains his research and summarizes numerous other examples of imitation found in nature. His conclusion: even low intelligence animals like guppies can engage in the non-genetic transmission of behavior through imitation, and that transmission can have an impact on genetic evolution.

In carefully controlled experiments using guppies Dr. Dugatkin explores how the tendency to imitate other females in mate selection can override other mate selection preferences. Female guppies of a certain species prefer bright orange males over drab gray ones. Dugatkin places a female and a dull male in one corner of a tank and a bright male in the other and then allows a second female to observe the guppy groupings. Then the first female is removed and the observer female is allowed to choose which male to go to. The observer female shows a greater tendency to select the male she saw with the first female (Yes there is a control to make certain that the observer is not just going to the side of the tank where there were two guppies). Further, after repeated exposure to females associated with drab males, the observer female shows a preference for drab males in general.

Beyond his own research Dugatkin also details the research of others on imitation in animals. Examples include some very carefully controlled experiments with pigeons poking open boxes to get food, blackbirds learning which animals are predators, numerous studies of chimpanzees and rats who learn which foods are edible from their presence on other rat's whiskers. In addition to those examples he also discusses when imitation is likely to a useful survival strategy, and points towards other researchers who have developed mathematical models for when imitation is more likely to occur and what affect it will can have on the evolution of a species.

Dugatkin is clearing attacking the idea proposed by others such as Susan Blackmore that humans are different from other animals because of the ability to imitate. If behavioral imitation is as common place as Dugatkin's evidence shows, these arguments are certainly erroneous. With his numerous examples and carefully controlled experiments Dugatkin does a very credible job of proving his point. I have just a few quibbles with this book. Dugatkin's definition of culture is a bit too loose for my preference. I would only count the guppies as being cultural because they can develop a general preference for drab males that can be transmitted, whereas Dugatkin would consider it culture even if the preference only applies to one male at a time. I am not certain under his definition whether a distinction can be made for fleeting imitation examples like observer animals moving when they see another member of their species fleeing something the observer can not see. I would hesitate to call that culture because their is nothing to pass from generation to generation. Similarly, while a general preference for drab males learned by observing females mating is something that could pass along indefinitely, a specific preference for a single male can only be passed along until while the male still lives.

In addition, although he does an excellent job with his own specialization he unwilling to fill the gap left if the concept of human as super imitator idea is incorrect. Early on in the book he suggests that there might be two types of cultural evolution, that which he describes for guppies and other animals and a sort of 'runaway' cultural evolution which develops its own rules independent of genetic evolution, but he never really explains this distinction in any detail. Of course this is not the main thrust of his work anyway.

Overall though this book should be valuable reading for anyone interested in cultural evolution. Highly recommended.

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14 of 16 people found the following review helpful:
5.0 out of 5 stars Imitation in animals, January 12, 2001
By 
Marc Bekoff (Boulder, Colorado USA) - See all my reviews
(REAL NAME)   
This review is from: The Imitation Factor: Evolution Beyond The Gene (Hardcover)
This is a wonderful book - clearly written, authoritative, up-to-date, and fun. I recommend it to all people interested not only in the study of animal (and human) behavior, but also to those who want a good read about what researchers are up to. Dugatkin is a first-class biologist and a great writer with a good sense of humor.
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4 of 4 people found the following review helpful:
4.0 out of 5 stars Imitation and Beyond, March 9, 2004
By 
Herbert Gintis (Northampton, MA USA) - See all my reviews
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This review is from: The Imitation Factor: Evolution Beyond The Gene (Hardcover)
Lee Alan Dugatkin is a first-rate animal behavior experimentalist whose specialty is the guppy, as well as a game-theoretic modeler. Most welcome is Dugatkin's talent for popular exposition of animal behavior research.

This book is a very general exposition of animal behavior theory for the general public, with a special emphasis on epigenetic transmission of information, which Dugatkin equates with cultural transmission. He does quite a good job, and I would recommend this book to curious newcomers to the field. Dugatkin is especially good at weaving general themes (e.g., the various explanations of mate choice) with the specifics of particular
experiments.

My concern here will be as an animal behaviorist whose specialty is human beings. Humans come into the picture in the first sentence of Dugatkin's book: "We desperately want to think of ourselves as somehow distinct from other life forms on our planet...Currently there is the sense that we are unique because

"culture" is found only in humans...As we shall see, culture is not humanity's gift to the universe." (p. ix). There is no doubt but that Dugatkin is correct, and indeed, it is impossible to understand human culture as divorced from the broad sweep of cultural phenomena across species. The attempt to do so is a major flaw in sociological and anthropological approaches to human culture--but that is another story to tell.

While Dugatkin's assertion is correct, and his efforts to motivate his position are quite successful, it is curious that he does not place his argument in intellectual context. John Tyler Bonner's pathbreaking The Evolution of Culture in Animals (Princeton University Press 1984) is not mentioned, nor is Eva Jablonka and Marion Lamb's ambitious Epigenetic Inheritance and Evolution (Oxford University Press 1995) are not mentioned.
Nor is the Baldwin effect, which is a major causal link from culture to genes (Baldwin, "A New Factor in Evolution", American Naturalist 30 1896).

Dugatkin is quite orthodox in taking the gene-culture coevolution definition of culture as "information", a definition anchored in the two great contributions of Cavalli-Sforza and Feldman, Cultural Transmission and Evolution (Princeton University Press, 1981), and Boyd and Richerson, Culture and the Evolutionary Process (University of Chicago Press, 1985). In brief, this view holds that culture is information concerning the organism's physical and biological environment. While the basic biological information transmission mechanism is genetic inheritance, epigenetic transmission may also be fitness enhancing, and when it is, we can expect cultural transmission in animals. I do not dispute the fact that culture includes epigenetic information transmission. For instance, as Dugatkin stresses the tendency for previously mated male guppies to be desirable to unmated females may be due to the fact that older female guppies "teach" younger females who the desirable males are (although there are other plausible explanations of this phenomenon). I do believe, however, that (a) imitation in animals is categorically distinct from the "teaching" and "learning" that typically occurs in human cultural transmission; and (b) the culture-as-information definition of culture is considerably too narrow to embrace all of human culture, and misses what is particularly unique about human culture.

On the first point, most animal behaviorists have come to accept the idea that, pace bird imitations of vocalizations, animals do not imitate complex learned behavior directly. Rather, the contiguity of an individual to a conspecific carrying out a particular learned behavior increases the probability that the individual will stumble upon the same behavior. For instance, if a chimp discovers how to use a stone to smash open a food item,
her child will be frequently in situations where stones and the food item are contiguous, and hence is more likely to discover the complex behavior. But the behavior is neither "learned" from the parent, or "taught" by the parent to the child. For more on this topic, the reader might refer to Tomasello and Call, Primate Cognition (Oxford University Press 1997), Daniel Povinelli, Folk Physics for Apes: The Chimpanzee's Theory of How the World Works (Oxford 2000), and Marc Hauser, Wild Minds: What Animals Really Think (Henry Holt, 2000).

The most distinctive characteristic of human culture, however, is the existence of ethical norms and values. A value such as "dress modestly," "work hard and do not succumb to temptations that yield only short-run pleasures," and "forgive those who transgress upon you," are deeply cultural forms, but they do not involve objective information about the world. Unlike a technique, such as how to fashion a tool, where to look for prey, or what types of things are edible, an ethical value has no scientific truth value. Of course, one might assert that if one follows a certain norm, certain material results will obtain (e.g., long life, good after-life, high fitness, happiness), but humans follow norms for their own sake, and
even when these good results are not expected. In sociology this is called the internalization of norms (see, for instance, Grusec and Kuczynski, Parenting and Children's Internalization of Values: A Handbook of Contemporary Theory, John Wily & Sons 1997). The human capacity to internalize norms is thus akin to the programmability of human goals, since the key factor in an internalized value is that people \emph{conform to the prescribed behavior for its own sake, and as a goal of action, rather than a means towards the realization of other goals. As I argue in "The Hitchhiker's Guide to Altruism: Genes, Culture, and the Internalization of Norms", Journal of Theoretical Biology 220,4 (2003):407-418, the programmability of the preference function is key to human prosocial behavior, quite on par with the accumulation and transmission of the types of cultural techniques associated with improving the ability to exploit the physical and natural environment.

I would have preferred that Dugatkin include in his analysis both the factors leading to a commonality of culture across species, and the factors involved in the special cultural position of humans, but just dealing with the first of these makes for a quite informative and interesting contribution.

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ARISTOTLE RAISED ALL THE BEST QUESTIONS scientists are raising in laboratories today. Read the first page
Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
mate copying, animal mate choice, direct benefit models, female copying, symmetric individuals, symmetric males, runaway models, drab males, female mate choice, females copy, human mate choice, bold males, observer female, female guppies, runaway selection, choice copying, naive bird, colorful males, sailfin mollies, sensory exploitation, cultural transmission, fluctuating asymmetry, antipredator behavior, cactus finch, large yams
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Pruett Jones, South Dakota, Happy Birthday, Charles Darwin, University of Louisville
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