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5.0 out of 5 stars
Good Book,
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This review is from: Investment Adviser Regulation: A Step-by-step Guide to Compliance and the Law (2 Vol set) (Hardcover)
I am very happy with this book. It is not easy reading but if you are a Registered Investment Advisor or planning to be one, I would strongly recommend this book to you. It will tell you what you need to know.
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Investment Adviser Regulation: A Step-by-Step Guide to Compliance and The Law (Pli Press's Corporate and Securities Law Library) by Clifford E. Kirsch (Hardcover - November 1, 2004)
Used & New from: $274.95
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