Managing Compliance: A Guide for Insurance Professionals
trains general agents and agency managers to carry out their responsibilities relating to compliance and market conduct of the agents and administrative staff they directly and indirectly manage. The course focuses on guiding managers in carrying out their responsibilities as effectively and efficiently as possible. Specific training is provided in how to control compliance and market conduct risk, how to develop an effective supervisory system, how to develop and communicate standards and policies and procedures, how to monitor and supervise compliance and market conduct, how to take corrective action on potential problems and how to prepare for market conduct and compliance exams and audits.
If you are taking this course for CE, the CE exam will automatically be added to your basket when selecting CE credit. Certain states require that a proctor or monitor supervise the exam taking process.