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NASD Stockbroker Series 7 Exam: Preparation Guide (Compass Learning System)
 
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NASD Stockbroker Series 7 Exam: Preparation Guide (Compass Learning System) [Paperback]

Cengage South-Western (Author)
4.0 out of 5 stars  See all reviews (6 customer reviews)

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Book Description

0324186959 978-0324186956 September 9, 2003 1
Built on a highly proven test-prep model, this new guide fully prepares users to pass the Series 7 Exam as well as excel in the seven critical functions of a registered representative. Unlike other test-prep materials available, this guide is structured around the seven critical functions of the registered representative - exactly how the Series 7 Exam is organized -leading to increased success in passing the exam. Exam Preparation book with Drill & Practice CD-ROM also available (0-324-22444-3).

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Editorial Reviews

About the Author

Thomson South-Western is a division of Thomson Higher Education and the number one business and economics publisher worldwide. South-Western offers the most extensive selection in business educational materials on the market today for higher education, secondary education, as well as corporate and retail business environments. For 100 years, South-Western has assembled expert authorship to deliver best-in-class business learning content to equip individuals with the tools and resources necessary to excel and maintain professional success.

Product Details

  • Paperback: 560 pages
  • Publisher: South-Western Educational Pub; 1 edition (September 9, 2003)
  • Language: English
  • ISBN-10: 0324186959
  • ISBN-13: 978-0324186956
  • Product Dimensions: 10.8 x 8.6 x 0.8 inches
  • Shipping Weight: 2.6 pounds (View shipping rates and policies)
  • Average Customer Review: 4.0 out of 5 stars  See all reviews (6 customer reviews)
  • Amazon Best Sellers Rank: #290,595 in Books (See Top 100 in Books)

 

Customer Reviews

6 Reviews
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Average Customer Review
4.0 out of 5 stars (6 customer reviews)
 
 
 
 
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19 of 23 people found the following review helpful:
5.0 out of 5 stars Good Study Guide, March 27, 2006
This review is from: NASD Stockbroker Series 7 Exam: Preparation Guide (Compass Learning System) (Paperback)
This book was very helpful in preparing for the Series 7. My employer is providing a more detailed and comprehensive study program, but this book was a very nice additional prep guide. It covers the material that will be tested, has practice exams, and helpful tips for the test itself. I'm glad I bought it.
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8 of 9 people found the following review helpful:
5.0 out of 5 stars A head above, January 2, 2007
By 
In Search of Balance (Columbus, OH United States) - See all my reviews
This review is from: NASD Stockbroker Series 7 Exam: Preparation Guide (Compass Learning System) (Paperback)
I used this book as a supplement to an online course, to fill gaps and to obtain a different prospective on the subject matter. I loved that it has no "water" in it, rather it is straight to the point, reducing study time, with great "Exam Topic" alerts and an excellent post-chapter summaries, which I used for the "morning of", last minute refresher. The books has good graphics, charts, appropriately used highlights (for good layout and text flow), making studying a breeze. I passed after 20 days of studying with 89% (possibility of attaining the same result is not implied or guaranteed hereby :) .)
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7 of 8 people found the following review helpful:
5.0 out of 5 stars Errors on test exams, January 17, 2007
This review is from: NASD Stockbroker Series 7 Exam: Preparation Guide (Compass Learning System) (Paperback)
Generally good book, but be careful of errors. There are a number of errors in the text and in exam questions, for instance question 224 (exam 1), answer given is A, but correct answer is C by its own description.

I hope this wasn't a real test at one point.....

Errors in text as well.....
Example: Stop Limit Orders become Limit orders, not stop orders. i.e. will never become market orders....See SEC definition.
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