Introduction
This book is about tuning Oracle databases and applications with an emphasis on the tuning of SQL statements. Tuning SQL is not the only way to tune an application: The design of an application will often dictate its performance limits, and tuning the physical layout of an Oracle database can be critical to reaching those limits. However, tuning SQL is usually the most cost-effective way of improving the performance of an existing application, while other measures—such as changing database parameters or altering disk layouts—will usually be ineffective unless the application's SQL is properly tuned.
It is common for the performance of an Oracle application to appear to be acceptable during development only to degrade abruptly when the application encounters production data volumes or transaction rates. While this may result from a number of causes, inefficient SQL that fails to maintain good performance as data volumes increase is a major factor.
Poorly performing SQL arises in applications for a number of reasons. Although SQL is a relatively easy language to learn, its nonprocedural nature tends to obscure performance-related issues. As a result, its much harder to write efficient SQL than it is to write functionally correct SQL. Additionally, there seems to be insufficient awareness of the need to monitor carefully and tune SQL performance, and the tools and techniques needed to tune SQL are not sufficiently well known.
Another factor that has increased the significance of well-tuned SQL is the emergence of data warehouses or On-Line Analytical Processing (OLAP) systems. These databases are often extremely large and are subject to a great deal of ad hoc query activity. If the SQL that supports these queries is inefficient, then queries may take hours or even days to complete or may fail to complete at all.
When Oracle applications start to underperform, it's typical for performance experts to be called in to perform benchmark tests or tune the Oracle database engine. For the most part, they will tune the operating system, change Oracle configuration parameters, reconfigure input/output (I/O), disks and so on. At the end of the process, you can (if you are lucky) expect a 10 to 20 % improvement in performance.
During these tuning exercises it is usually that apparent the SQL contained within the application is the most important factor in determining performance. If the SQL can be tuned, then performance increases of 100 percent or more are not uncommon. But there is a dilemma: By the time performance problems are recognized, it is often difficult to make changes to the production SQL. Furthermore, performance experts usually don't have the application knowledge required to understand and tune the SQL, while the developers don't have the necessary understanding of SQL performance tuning.
It follows that the best way to improve substantially the performance of most Oracle applications is to improve the efficiency of the application SQL. To make this happen, developers needed to acquire SQL tuning skills together with a commitment to tuning.
The objective of this book is to provide SQL programmers with the theory and practice of SQL tuning together with hints and guidelines for optimizing specific SQL statement types. We'll see how to diagnose and correct problems with existing SQL and briefly explore performance issues beyond SQL tuning, such as application design and server tuning. By following the guidelines in this book, SQL programmers should be able to write SQL that will perform well both in development and in production and will be able to detect and correct inefficiencies in existing SQL. The result will be SQL that performs to its peak potential.The need for this book
With the Oracle server documentation set consisting of more than a dozen manuals—including a tuning guide—and a number of independent Oracle tuning texts on the market, is there really a need for this book?
There is a need, and the basis for this need lies in two fundamental imperfections in all alternative tuning guides: They are aimed almost exclusively at database administrators (DBAs), and they gloss over the processes of tuning SQL statements. There is a need for a book that is aimed not at the administrators of the Oracle databases, but at those writing the access routines (that is, the SQL) for the database, such as application developers, users of data warehouses, and others whose work involves writing high-performance SQL.
Additionally, while tuning the database engine can help poorly performing applications, nothing can match improving the efficiency of SQL for getting massive performance improvements. Unfortunately, most tuning texts spend most of their time focusing on database and I/O subsystem tuning.Who should use this book
This is not a book for Oracle DBAs, although DBAs should find many things of interest here. Rather, this is a book for anyone who needs to write SQL that has a performance requirement.
People who need to write high-performance SQL are as follows:
Developers of Oracle-based applications. These developers will typically need to embed SQL statements within the code of the development tool (such as C++, Java, or Visual Basic). Alternately, the SQL may be contained within stored procedures that they will call from their client tool. These SQL statements will need to be efficient; otherwise the applications concerned will fail to meet reasonable performance requirements.
Those querying data warehouses or decision-support databases. These databases are typically very large and hence these queries must run efficiently; otherwise they may take an unreasonable time to complete (or not complete at all).
Anyone who writes Oracle SQL statements and cares about their response time or throughput.How to use this book
Few people read a book of this type from beginning to end. Depending on your background, you may wish to skip sections that review database theory and jump right into the details of SQL tuning.
However, apart from the "Review of SQL" and the "Beyond SQL Tuning" sections, most readers should attempt to read or at least review the majority of this book.
The book has the following major sections:Part I: Introduction to SQL Tuning
This section contains a review of the importance of SQL tuning, an overview of the tuning process and a review of SQL. The chapters in Part I are as follows:
Chapter 1: Introduction to SQL Tuning
Chapter 2: SQL Tuning Quick Start
Chapter 3: Review of SQLPart II: SQL Tuning theory
Chapters in Part II introduce a number of important topics, such as the role of the query optimizers, indexing and hashing concepts, SQL parsing, basic data retrieval strategies, and tools for explaining and tuning SQL execution. Although Part II is heavy on theory, its difficult to tune SQL successfully without at least a broad understanding of these topics. All readers are therefore encouraged to read this section.
The chapters in Part II are as follows:
Chapter 4: SQL Processing Internals
Chapter 5: The Optimizer
Chapter 6: Indexing and Clustering
Chapter 7: Tracing and Explaining SQLPart III: SQL Tuning in Practice
Chapters in Part III contain tuning guidelines for specific SQL statement types and circumstances. While it will be useful to read Part III from start to finish, it may also be used as a reference. You may wish to consult the relevant portions of this section as appropriate tuning requirements arise. Chapters in Part III are as follows:
Chapter 8: Tuning Table Access
Chapter 9: Tuning Joins and Subqueries
Chapter 10: Sorts, Aggregates, and SET Operations
Chapter 11: Parallel SQL
Chapter 12: Optimizing DML
Chapter 13: VLDB and Warehousing
Chapter 14: Using and Tuning PL/SQL
Chapter 15: Using and Tuning Oracle Java
Chapter 16: Oracle Object Types
Chapter 17: Miscellaneous TopicsPart IV: Beyond SQL Tuning
At the beginning of the application life cycle, effective database and application design can define the constraints that will ultimately determine the limits on your SQL's performance. For a well-designed application with tuned SQL, the configuration of your database—disk layouts, SGA configuration, etc.—may be the key to getting further gains in performance. Chapters in Part IV discuss these "beyond SQL" issues:
Chapter 18: Application Design Issues
Chapter 19: Oracle Server Design
Chapter 20: Oracle Server TuningAppendices
The appendices contain details of configuring client programs and the Oracle server for specific circumstances, a reference guide, and a guide to further reading and other resources.The Sample Database
Whenever possible, any SQL tuning principle in this book will be illustrated with an example SQL statement. Usually, these SQL statements will be based on the sample database shown in Figure P-1. This database is not intended to illustrate good or bad data modeling principles but to be a basis for illustrating a wide range of SQL statements. You can find an export of one of the variations of this database at the book's website.
The sample database implements a simple a
