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Passtrak Series 7: General Securities Representatives [Paperback]

3.0 out of 5 stars  See all reviews (2 customer reviews) |

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Product Details

  • Paperback: 954 pages
  • Publisher: Dearborn Trade; 11th edition (July 2000)
  • Language: English
  • ISBN-10: 079314079X
  • ISBN-13: 978-0793140794
  • Product Dimensions: 10.9 x 8.7 x 2.2 inches
  • Shipping Weight: 4.9 pounds
  • Average Customer Review: 3.0 out of 5 stars  See all reviews (2 customer reviews)
  • Amazon Best Sellers Rank: #2,424,653 in Books (See Top 100 in Books)

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3.0 out of 5 stars (2 customer reviews)
 
 
 
 
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5 of 6 people found the following review helpful:
4.0 out of 5 stars Pretty Good Book., July 14, 2001
By 
CyK (Arcadia CA) - See all my reviews
This review is from: Passtrak Series 7: General Securities Representatives (Paperback)
This is an excellent book for anyone taking the series 7 exam. However, it doesn't have enough quizzes and tests to prepare you for the exam. The material in the book is enough to pass the exam. Every registered rep should (and probably does) have this book in their arsenal. A Definate buy!
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1 of 1 people found the following review helpful:
2.0 out of 5 stars Not the worst but far from the best, November 19, 2005
This review is from: Passtrak Series 7: General Securities Representatives (Paperback)
This book has missing information and is quite often inaccurate. I have several books from different companies and this one is on the lower end.

Most of the books I've read have incorrect, imprecise, or conflicting statements. For example, the Boston Institute of Finance Stockbroker Course Series 7/63 Preparation Guide says "A stockholder has the right to examine the list of stockholders. It does not mean the stockholder can examine detailed financial records of the corporation." Barron's book says "A shareholder has the right to examine the books and records of the corporation." The truth is, it depends. Even non-shareholders can view 10K statements and other filings. But examining detailed books would probably require a legal procedure by a shareholder, regardless of whether s/he had the right conferred by owning common shares.

I definitely wouldn't recommend it as the only guide you buy. The Empire Stockbroker Training Institute and STC books are much much better.
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Front Cover | Table of Contents | First Pages | Index | Back Cover | Surprise Me!
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Inside This Book (learn more)
First Sentence:
Welcome to the Equity Securities Lesson! Read the first page
Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
municipal securities firms, municipal securities business, new margin account, new municipal bond issue, master options chart, mutual fund whose investment objective, paid marginable securities, separate account performance, customer margin securities, short market value, muni dealer, municipal debt security, financial advisory relationship, municipal securities principal, total takedown, additional takedown, cold calling rule, long margin accounts, municipal securities dealer, net revenue pledge, new housing authority bonds, long market value, group net order, short margin account, strike price minus premium
Key Phrases - Capitalized Phrases (CAPs): (learn more)
Quick Quiz, Take Note, Test Topic Alert, Department of Enforcement, Trust Indenture Act, Conduct Rules, Code of Procedure, Federal Reserve Board, Blue List, National Association of Securities Dealers, New York Stock Exchange, United States, Minors Act, Federal National Mortgage Association, Social Security, Uniform Gifts, Bond Index, Alliance Fund, Consolidated Tape, Maloney Act, Municipal Securities Rulemaking Board, Ginnie Maes, Nasdaq National Market, Options Clearing Corporation, Hearing Officer
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