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2 Reviews
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5 of 6 people found the following review helpful:
4.0 out of 5 stars
Pretty Good Book.,
By CyK (Arcadia CA) - See all my reviews
This review is from: Passtrak Series 7: General Securities Representatives (Paperback)
This is an excellent book for anyone taking the series 7 exam. However, it doesn't have enough quizzes and tests to prepare you for the exam. The material in the book is enough to pass the exam. Every registered rep should (and probably does) have this book in their arsenal. A Definate buy!
1 of 1 people found the following review helpful:
2.0 out of 5 stars
Not the worst but far from the best,
By Stan the broker (MA, USA) - See all my reviews
This review is from: Passtrak Series 7: General Securities Representatives (Paperback)
This book has missing information and is quite often inaccurate. I have several books from different companies and this one is on the lower end.
Most of the books I've read have incorrect, imprecise, or conflicting statements. For example, the Boston Institute of Finance Stockbroker Course Series 7/63 Preparation Guide says "A stockholder has the right to examine the list of stockholders. It does not mean the stockholder can examine detailed financial records of the corporation." Barron's book says "A shareholder has the right to examine the books and records of the corporation." The truth is, it depends. Even non-shareholders can view 10K statements and other filings. But examining detailed books would probably require a legal procedure by a shareholder, regardless of whether s/he had the right conferred by owning common shares. I definitely wouldn't recommend it as the only guide you buy. The Empire Stockbroker Training Institute and STC books are much much better. |
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Passtrak Series 7: General Securities Representatives (Paperback - July 2000)
Used & New from: $0.22
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