Customer Reviews

Protecting Your Practice (Bloomberg Professional Library) (Bloomberg Financial)

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Katherine Vessenes offers practical suggestions for financial advisors that will provide a professional liability shield that is essential. This book is not a collection of attorney admonitions, but a package of techniques and simple steps that can improve your practice and help yur clients love you.

Financial advisors and professional insurance agents routinely make recommendations to clients regarding risk management. Whether it be on the subjects of taxes, investments, disability, death, etc., we know that our clients cannot reasonably expect to reach their goals without balancing risk and return. We have spent years gaining the proper education and developing our skills in order to do this. Yet, all too often we don't apply the same analysis and principles of risk management in our own world.

"Protecting Your Practice" is a MUST read for anyone who is serious about maintaining high ethical standards and full compliance with the myriad of regulations that impact the financial planning profession. From examples to checklists to tips on proper E&O coverage, this book delivers!