SEC and the Future of Finance is the second volume of Joel Seligman's two volume study of the work of the Securities and Exchange Commission. The first volume, The Transformation of Wall Street, was a comprehensive history of the SEC from the 1929-1932 stock market crash that created the agency to the end of the Nixon-Ford administration in 1977. This book focuses on key current issues, the resolution of which will determine the structure of the securities markets and the SEC's disclosure programs into the future.
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“Professor Seligman's book is scholarly, technical, and shows the fruits of a tremendous amount of research. It is by no means hammock reading, but it does deal with important problems in the securities field and offers well-reasoned answers and recommendations that merit careful consideration by those active in the field of securities regulation.”–Securities Regulation Law Journal
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Inside This Book
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First Sentence:
As part of the 1975 Securities Acts Amendments, Congress authorized the Securities and Exchange Commission (SEC) "to facilitate the establishment of a national market system for securities. . . ." Read the first page Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
universal message switch, mandatory corporate disclosure system, insurance guaranty company, market maker competition, material investment information, federal depository institution, autoquote devices, firm quotation rule, notes accompanying notes, regional exchange specialists, central market system, insurance cost disclosure, stock market exception, depository regulatory agencies, last sale data, mandatory disclosure system, upstairs market makers, insurance guaranty fund, superior quotation, third market dealers, surrender cost index, consolidated quotation system, third market trading, third market makers, national market system Key Phrases - Capitalized Phrases (CAPs): (learn more)
New York Stock Exchange, Tables Section, Options Special Study, United States, Wall Street, West Supp, Laws Ann, Federal Trade Commission, George Fitzsimmons, Securities Exchange Act Release Nos, American Stock Exchange, United Corporation, Merrill Lynch, Fact Book, South Carolina, House of Representatives, Philadelphia Stock Exchange, Cincinnati Stock Exchange, Advisory Committee Report, New Jersey, Pacific Stock Exchange, Banking Act, Rhode Island, Midwest Stock Exchange, New Hampshire New!
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Front Cover | Table of Contents | First Pages | Index | Back Cover | Surprise Me!
As part of the 1975 Securities Acts Amendments, Congress authorized the Securities and Exchange Commission (SEC) "to facilitate the establishment of a national market system for securities. . . ." Read the first page Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
universal message switch, mandatory corporate disclosure system, insurance guaranty company, market maker competition, material investment information, federal depository institution, autoquote devices, firm quotation rule, notes accompanying notes, regional exchange specialists, central market system, insurance cost disclosure, stock market exception, depository regulatory agencies, last sale data, mandatory disclosure system, upstairs market makers, insurance guaranty fund, superior quotation, third market dealers, surrender cost index, consolidated quotation system, third market trading, third market makers, national market system Key Phrases - Capitalized Phrases (CAPs): (learn more)
New York Stock Exchange, Tables Section, Options Special Study, United States, Wall Street, West Supp, Laws Ann, Federal Trade Commission, George Fitzsimmons, Securities Exchange Act Release Nos, American Stock Exchange, United Corporation, Merrill Lynch, Fact Book, South Carolina, House of Representatives, Philadelphia Stock Exchange, Cincinnati Stock Exchange, Advisory Committee Report, New Jersey, Pacific Stock Exchange, Banking Act, Rhode Island, Midwest Stock Exchange, New Hampshire New!
Books on Related Topics | Concordance | Text Stats Browse Sample Pages:
Front Cover | Table of Contents | First Pages | Index | Back Cover | Surprise Me!
Citations (learn more)
This book cites 25
books:
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1
book
cites this book:
- Life Insurance on 5 pages
- Life Insurance by Kenneth Jr. Black on page 174, page 176, and page 186
- The Stock Exchange (Dinosaur Information Series) by "Althea" on page 43, page 64, and page 68
- Securities Regulation by Louis Loss on page 62, page 254, and page 259
- Yale Readings in Insurance, Life Insurance by Lester W. Zartman on page 133, page 176, and page 185
See all 25 books this book cites
- Regulating and Supervising Investment Services in the European Union by Yannis V. Avgerinos in Back Matter
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