Expert authors define what a security is and examine the world of securities law. Text explains how securities are registered under the Securities Act and identifies exemptions from the requirements. Addresses resales, liability for violations, reporting, proxy regulation, and tender offers. Reviews Rule 10b-5 and short-swing trading. Also addresses international aspects of securities law.
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Professor of Law, George Washington University
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5.0 out of 5 stars
Great study aid,
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This review is from: Securities Law (Concepts and Insights) (Paperback)
This is an excellent study companion for a course in Securities Regulation. The review of the gun jumping rules is especially good, and there are several charts along the way that make this ordinarily confusing area of law very accessible.
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3.0 out of 5 stars
Securities Law.,
By MB Futures & Options Newsletter (Chicago, IL USA Think You) - See all my reviews
This review is from: Securities Law (Concepts and Insights) (Paperback)
Jean Jaques Rousseau. The contract. I believe some of the meaning was lost in the translation. Bon Soir.
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Inside This Book
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First Sentence:
Securities law has a reputation for being difficult. Read the first page Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
exempting rules, posteffective period, prefiling period, underwriter status, staff legal bulletins, jurisdictional means, quasijudicial capacity, vertical commonality, small business issuers, resale limitations, preliminary prospectuses, implied private right, prospectus delivery requirements, registration statement forms, final prospectus, restricted securities, managing underwriter, trading constraints, securities lawyers, proportionate liability, exempted security, registered offering, securities statutes, domestic issuers, foreign issuers Key Phrases - Capitalized Phrases (CAPs): (learn more)
Exchange Act, Securities Act, United States, Supreme Court, Second Circuit, Williams Act, Sarbanes-Oxley Act, Kern County, Blue Chip Stamps, New York, Equity Funding, Ninth Circuit, Division of Corporation Finance, Affiliated Ute, Bankers Life, Glen Alden, Ralston Purina, Seventh Circuit, Sixth Circuit, Third Circuit, Manor Nursing, Marine Bank, Basic Inc, First Interstate Bank of Denver, National Association of Securities Dealers New!
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Front Cover | Table of Contents | First Pages | Index | Back Cover | Surprise Me!
Securities law has a reputation for being difficult. Read the first page Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
exempting rules, posteffective period, prefiling period, underwriter status, staff legal bulletins, jurisdictional means, quasijudicial capacity, vertical commonality, small business issuers, resale limitations, preliminary prospectuses, implied private right, prospectus delivery requirements, registration statement forms, final prospectus, restricted securities, managing underwriter, trading constraints, securities lawyers, proportionate liability, exempted security, registered offering, securities statutes, domestic issuers, foreign issuers Key Phrases - Capitalized Phrases (CAPs): (learn more)
Exchange Act, Securities Act, United States, Supreme Court, Second Circuit, Williams Act, Sarbanes-Oxley Act, Kern County, Blue Chip Stamps, New York, Equity Funding, Ninth Circuit, Division of Corporation Finance, Affiliated Ute, Bankers Life, Glen Alden, Ralston Purina, Seventh Circuit, Sixth Circuit, Third Circuit, Manor Nursing, Marine Bank, Basic Inc, First Interstate Bank of Denver, National Association of Securities Dealers New!
Books on Related Topics | Concordance | Text Stats Browse Sample Pages:
Front Cover | Table of Contents | First Pages | Index | Back Cover | Surprise Me!
Citations (learn more)
This book cites 1
book:
2
books
cite this book:
- Bar Manual: Professional Conduct 2002/2003 (Bar Manuals) by Debbie Abrahamson on page 24
- Securities Law (Concepts and Insights) by Larry D. Soderquist in Front Matter
- Legal Issues in Electronic Banking (Studies in Transnational Economic Law Set) by Norbert Horn on page 332
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