The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as:
- When does a note fall within the definition of a "security"
- How have the courts altered the express civil liability provisions of the federal securities laws?
- Can the SEC impose additional ten-day suspensions on trading without notice?
- Does scienter include reckless as well as intentional conduct?
- And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn.
And with all its amazing depth and scope, Securities Regulation continues to be the current authority on all of today's issues, with detailed coverage of:
- The Sarbanes-Oxley Act
- The SEC's disclosure requirements
- Internet securities trading
- Margin accounts
- The SEC's safe harbor initiatives
- SRO voting rights standards
- Regulation FD and selective disclosure of material non-public information
- SEC amendments to the tender offer, proxy, and merger rules
- Arbitrability of securities disputes
- And much more.
