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Securities Regulation (Examples & Explanations Series) [Paperback]

Alan R. Palmiter (Author)
4.2 out of 5 stars  See all reviews (6 customer reviews)


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Book Description

0735524912 978-0735524910 March 2002 2nd
A favorite among law students and professors alike, the Examples & Explanations series is ideal for studying, reviewing and testing your understanding through application of hypothetical examples. Authored by leading professors with extensive classroom experience, Examples & Explanations titles offer hypothetical questions in the subject area, complemented by detailed explanations that allow you to test your knowledge of the topic, and compare your own analysis.
--This text refers to an out of print or unavailable edition of this title.


Product Details

  • Paperback: 446 pages
  • Publisher: Aspen Publishers; 2nd edition (March 2002)
  • Language: English
  • ISBN-10: 0735524912
  • ISBN-13: 978-0735524910
  • Product Dimensions: 10.1 x 6.9 x 0.9 inches
  • Shipping Weight: 1.8 pounds
  • Average Customer Review: 4.2 out of 5 stars  See all reviews (6 customer reviews)
  • Amazon Best Sellers Rank: #1,924,043 in Books (See Top 100 in Books)

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Customer Reviews

6 Reviews
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Average Customer Review
4.2 out of 5 stars (6 customer reviews)
 
 
 
 
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15 of 15 people found the following review helpful:
2.0 out of 5 stars Good but out of date, January 5, 2007
Well-written, clear, a helpful overview. However, it does not take into account the 2005 public offering reforms, so its treatment of permissible communications during the offering process (about 30% of the material in my Sec Reg I course) is totally unhelpful and misleading. As of this writing, I'm not aware of any more up-to-date study guide/outline on this subject.
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8 of 8 people found the following review helpful:
5.0 out of 5 stars Very, very helpful, March 30, 2005
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This review is from: Securities Regulation (Examples & Explanations Series) (Paperback)
I just reviewed the Aspen textbook on Securities Law by Cox, et al., where I noted that if you must use that textbook, you should also have a study aid. This is the study aid I chose, and it is a lifesaver. Securities law is a tough, statutory-heavy subject. This study aid is really helpful because it explains the poorly written SEC statutes with ease. It is somewhat dense because securities law is technical; however, it is also clear, which is why it is valuable. Like the other E & E books, it offers problems & answers. This is another valuable feature to this book -- working through problems is a great way to learn the material. I recommend this study aid highly.
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7 of 7 people found the following review helpful:
5.0 out of 5 stars Seething Chaos Reduced to a Haiku, August 24, 2006
This book is THE key to aceing securities. All the E&E's are outstanding, but this is really a gem. Somehow, Palmiter has reduced the seething chaos of securities law to a virtual haiku of brevity and clarity. I had no prior background in finance but it got me an A. I used this book, Ratner's Nutshell, the textbook, and an outline I inherited from a graduating 3L. The textbook was terrible. The Nutshell was ok, but this book made it superfluous. And, as i read the outline, I came to realize that it was actually abstracted and condensed from this book. This subject could be taught from this book alone. Do yourself a favor and spend the money, it will save you time.
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Inside This Book (learn more)
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First Sentence:
Securities transactions occur in two settings: sales of securities to investors by issuers seeking to raise capital for their business (issuer transactions) and buy-sale transactions among investors of already-issued securities (trading transactions). Read the first page
Key Phrases - Capitalized Phrases (CAPs): (learn more)
Exchange Act, Securities Act, United States, Supreme Court, Genius Capital, Arthur Young, Sarbanes-Oxley Act, First Lynch, Goldman Sachs, New York, Merrill Lynch, New Columbia, Wall Street, Improvement Act, Registration of Securities Offerings, Big Strike, Olde College, Regulation of Cross-Border Securities Transactions, Williams Act, Investment Advisers Act, Tramway Company, Central Bank, Bill Gates, Kern County, Ninth Circuit
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