Securities Regulation [Hardcover]

Marc I. Steinberg (Author)

Book Description

Publication Date: July 23, 2009 | ISBN-10: 1422470474 | ISBN-13: 978-1422470473 | Edition: Revised Fifth

The coverage of this text is designed for both the basic securities regulation course and for advanced seminars. In addition to case law, the text includes other relevant material such as SEC releases and scholarly commentary. The problem method is used extensively. Securities Regulation covers the traditional issues as well as the developing areas. Subjects that receive extensive treatment include:

Definition of a security,

Exemptions from registration,

The registration process,

Sarbanes-Oxley,

The policy debate underlying disclosure,

Resales (including SEC Rule 144),

Due diligence (including the integrated disclosure framework),

Disclosure obligations in a myriad of contexts,

Regulation of the securities markets,

International securities developments including global offerings,

Remedies and liabilities under both federal and state securities law,

Broker-dealer regulation,

Corporate control transactions and contests,

Attorney professional responsibility,

SEC enforcement, and

"Blue Sky" regulation

Product Details

• Hardcover: 1070 pages
• Publisher: LexisNexis; Revised Fifth edition (July 23, 2009)
• Language: English
• ISBN-10: 1422470474
• ISBN-13: 978-1422470473
• Product Dimensions: 10 x 8.3 x 2 inches
• Shipping Weight: 4.3 pounds (View shipping rates and policies)
• Amazon Best Sellers Rank: #961,972 in Books (See Top 100 in Books)

More About the Author

Discover books, learn about writers, read author blogs, and more.