This title will help you acquire an understanding of the basic content and organization of federal and state securities law. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Securities and Exchange Commission's 1933 Act offering reform, the new Financial Industry Regulatory Authority, credit rating agencies, and changes to the New York Stock Exchange specialist system.
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5 of 6 people found the following review helpful:
5.0 out of 5 stars
An excellent framework for securities regulations,
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This review is from: Hazen's Securities Regulation in a Nutshell, 10th (In a Nutshell (West Publishing)) (Kindle Edition)
I was reluctant to purchase this book since there was no comment online. Finally I just purchased it as I detected no alternative, and felt fortunate that I have made a wise determination. This book provides a beginner with an excellent framework for US securities regulations and structure of SEC departments and their functions. I am a junior in a law firm, and, based on this book, I have just found that research in this field has become much much easier. I love the nutshell series.
5.0 out of 5 stars
It came, it works.,
By Perry Pirsch (DENVER, COLORADO, US) - See all my reviews
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This review is from: Securities Regulation in a Nutshell, 10th (Nutshell Series) (Paperback)
A lot of valuable info in a small package. Overall, I am very happy with it. Now, if I can just get time to read it.
5.0 out of 5 stars
useful tool for the Law Student or young attorney,
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This review is from: Hazen's Securities Regulation in a Nutshell, 10th (In a Nutshell (West Publishing)) (Kindle Edition)
Most law schools don't offer much in the way of securities law training, and unless you were a business major in college, this area might be foreign to you. I encourage anyone with an interest in business law to pick this up as a useful read for preparing to practice, or to bone up on the law for a case that touches on securities issues. I bought the Kindle version, which is great, because I can literally carry it around with me.
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