Acquire an understanding of the basic content and organization of federal and state securities law. Authoritative summary covers the essential background and current status of each major area, while keeping details and citations to a minimum. Discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. Also explores sanctions, civil liabilities, and extraterritorial application.
FREE Two-Day Shipping for Students. Learn more |
| ||||||||||||||||||||||||
Book Description
Product Details
Would you like to update product info or give feedback on images?
|
More About the Authors
Discover books, learn about writers, read author blogs, and more.
Customer Reviews
|
Share your thoughts with other customers:
|
||||||||||||||||||||||
|
Most Helpful Customer Reviews
3 of 8 people found the following review helpful:
5.0 out of 5 stars
great little book,
This review is from: Securities Regulation in a Nutshell (Nutshell Series) (Paperback)
Securities Regulation in a Nutshell is a great little book that provides the big picture regarding federal securities laws, especially for beginners. I recomend it.
Share your thoughts with other customers: Create your own review
|
|
Inside This Book
(learn more)
Browse and search another edition of this book.
Browse and search another edition of this book.
First Sentence:
Securities differ from most other commodities and other investments in which people deal. Read the first page Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
misleading proxy statement, civil liability provisions, statutory prospectus, general antifraud provisions, implied private right, registration statement, margin regulations, federal securities laws, foreign issuers, connection with the purchase, state corporation law, national market system, injunction action, public offering price, floor trading, preliminary prospectus, registration provisions, proxy rules, target corporation, nonpublic information, restricted securities Key Phrases - Capitalized Phrases (CAPs): (learn more)
Supreme Court, United States, Exchange Act, Securities Act, Uniform Act, Federal Reserve Board, Texas Gulf Sulphur, New York Stock Exchange, Reform Act, Cady Roberts, Investment Company Act, Williams Act, Investors Management, Central Bank, Law Research Service, Merrill Lynch, National Association of Securities Dealers, Touche Ross, Transamerica Mortg, American Stock Exchange, Dean Witter, Administrative Procedure Act, Capital Gains, Chemical Fund, Electric Auto-Lite New!
Books on Related Topics | Concordance | Text Stats Browse Sample Pages:
Front Cover | Table of Contents | First Pages | Index | Back Cover | Surprise Me!
Securities differ from most other commodities and other investments in which people deal. Read the first page Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
misleading proxy statement, civil liability provisions, statutory prospectus, general antifraud provisions, implied private right, registration statement, margin regulations, federal securities laws, foreign issuers, connection with the purchase, state corporation law, national market system, injunction action, public offering price, floor trading, preliminary prospectus, registration provisions, proxy rules, target corporation, nonpublic information, restricted securities Key Phrases - Capitalized Phrases (CAPs): (learn more)
Supreme Court, United States, Exchange Act, Securities Act, Uniform Act, Federal Reserve Board, Texas Gulf Sulphur, New York Stock Exchange, Reform Act, Cady Roberts, Investment Company Act, Williams Act, Investors Management, Central Bank, Law Research Service, Merrill Lynch, National Association of Securities Dealers, Touche Ross, Transamerica Mortg, American Stock Exchange, Dean Witter, Administrative Procedure Act, Capital Gains, Chemical Fund, Electric Auto-Lite New!
Books on Related Topics | Concordance | Text Stats Browse Sample Pages:
Front Cover | Table of Contents | First Pages | Index | Back Cover | Surprise Me!
Citations (learn more)
This book cites 5
books:
5
books
cite this book:
- Civil Procedure by EZ Rules on page 148, page 280, and page 283
- The Supreme Court (American Government Today) by Mark C. Sanders on page 100, and page 147
- Smith Barney by Vault Reports on page 224
- Treatise on the Law of Securities Regulation (Practitioner Treatise Series) by Thomas Lee Hazen in Front Matter
- The Law of Securities Regulation (Hornbook Series) by Thomas Lee Hazen in Front Matter
- Broker-Dealer Regulation in a Nutshell (Nutshell Series) by Thomas Lee Hazen on 4 pages
- Intellectual Property and Unfair Competition in a Nutshell: Intellectual Property (Nutshell Series) by Charles R. McManis on page 55
- Managers vs. Owners: The Struggle for Corporate Control in American Democracy (Ruffin Series in Business Ethics) by Allen Kaufman in Back Matter
- Advanced Legal Research Exercise Manual by Kathleen A. Portuan Miller on page 57
- How to Form a Corporation in New York, 2E by Warda in Back Matter
Books on Related Topics
(learn more)
|
What Other Items Do Customers Buy After Viewing This Item?
Suggested Tags from Similar Products(What's this?)Be the first one to add a relevant tag (keyword that's strongly related to this product).
|
Sell a Digital Version of This Book in the Kindle Store
If you are a publisher or author and hold the digital rights to a book, you can sell a digital version of it in our Kindle Store.
Learn more
Customer Discussions
|
This product's forum
Active discussions in related forums
Search Customer Discussions
|
Related forums
|
Listmania!
|
|
So You'd Like to...
Look for Similar Items by Category
- Books > Law > Administrative Law
- Books > Law > Business > Securities
- Books > New & Used Textbooks > Law
