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Securities Regulations: Examples and Explanations (The Examples & Explanations Series)
 
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Securities Regulations: Examples and Explanations (The Examples & Explanations Series) [Paperback]

Alan R. Palmiter (Author)
4.5 out of 5 stars  See all reviews (2 customer reviews)


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Product Details

  • Paperback: 415 pages
  • Publisher: Aspen Law & Business; First Edition edition (June 1998)
  • Language: English
  • ISBN-10: 1567066372
  • ISBN-13: 978-1567066371
  • Product Dimensions: 9.9 x 6.9 x 1 inches
  • Shipping Weight: 1.6 pounds
  • Average Customer Review: 4.5 out of 5 stars  See all reviews (2 customer reviews)
  • Amazon Best Sellers Rank: #3,469,452 in Books (See Top 100 in Books)

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Customer Reviews

2 Reviews
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Average Customer Review
4.5 out of 5 stars (2 customer reviews)
 
 
 
 
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5 of 5 people found the following review helpful:
4.0 out of 5 stars Solid overview of the subject., December 11, 2001
By 
T. Dewey (New York, NY) - See all my reviews
(REAL NAME)   
This review is from: Securities Regulations: Examples and Explanations (The Examples & Explanations Series) (Paperback)
Highly recommended for the 2 and 3Ls struggling through SecReg also useful (but not to the same extent) for SecLit and SecMarketReg and for the Corporation/BusAssoc Course that dives heavily into 10b-5.

Only quibbles (that prevent it from getting 5 stars).
Rule 144/144A coverage is weak. Should expand the proxy (Exchange Act Section 14) coverage as schools/professors have slightly different lesson plans and some SecReg course may cover it in more detail. Also foreign private issuer Rule 3b-4/12g information was absent.

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4 of 4 people found the following review helpful:
5.0 out of 5 stars Extremely easy to understand, January 5, 2001
This review is from: Securities Regulations: Examples and Explanations (The Examples & Explanations Series) (Paperback)
I bought this book while taking a Securities Regulation course in law school. I would encourage anyone studying the subject to purchase it. The SEC Regs are complicated and hard to understand. This book takes you through the whole subject in a very concise and thorough way. The examples and explanations are extremely helpful in preparation for a law school exam and helped me get a high grade. The only downer about the book is it is two years old and therefore lacks discussion of Reg FD and other important Regs from the past two years.
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