This book will help stockbrokers pass the Series 7 exam administered by the Financial Industry Regulatory Authority (FINRA). This book has 1,000 sample questions and a study guide with math formulas. There are eight 125-question practice exams.
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Errata: In the first edition from 2007, ignore the outdated questions on Collateralized Mortgage Obligations (CMOs). These questions were fixed in the 2011 second edition.
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More About the Author
Philip Martin McCaulay is an actuary with a BA in Mathematics from Indiana University. He is an Enrolled Actuary (EA), a Fellow of the Society of Actuaries (FSA), a Fellow of the Conference of Consulting Actuaries (FCA), and a Member of the American Academy of Actuaries (MAAA). He has sold thousands of study guides and practice exam books in the fields of pensions, investments, finance, real estate, math, and massage therapy. He is married with three children and lives in the Washington, DC area.
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5 of 5 people found the following review helpful:
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This review is from: Stockbroker Series 7 Exam General Securities Registered Representative Examination Practice Exams And Study Guide (Paperback)
I found this book a great help in my studying, the answers were not explained in great detail but it shows you how to work them out. So with a little knowledge you should be able to figure it out
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Inside This Book
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Key Phrases - Statistically Improbable Phrases (SIPs):
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revenue anticipation notes, tax anticipation notes, unit investment trust, bond anticipation notes, net asset value, ticker after the order, cost using dollar cost averaging, higher mutual fund sales charges, maximum mutual fund sales charge, representatives marketing mutual funds, volatile regarding changes, selling cum rights, option contract stay, reduced mutual fund sales fees, maximum margin rate, deductions for expenses for oil, equivalent municipal yield, lower mutual fund sales charges, equivalent taxable bond yield, regular forward split, subscription rights offer, neutral market outlook, shares outstanding issues, convertible bond trading, additional takedown Key Phrases - Capitalized Phrases (CAPs): (learn more)
Stockbroker Series, Federal Reserve, Federal National Mortgage Association, Ginnie Mae, Inter-American Development Bank, Federal Home Loan Mortgage Corporation, Freddie Mac, Negotiable Certificates of Deposit, Fannie Mae, Board of Directors, Student Loan Marketing Association, Tennessee Valley Authority, Sallie Mae, Answer Key, Federal Agricultural Mortgage Corporation, Federal Home Loan Bank, Blue List, New Housing Authority, World Bank, Attorney General, Unlimited Page, Moody's Investment Grade, Bond Buyer Index, Secretary of State, National Market System Browse Sample Pages:
Front Cover | Table of Contents | First Pages | Back Cover | Surprise Me!
revenue anticipation notes, tax anticipation notes, unit investment trust, bond anticipation notes, net asset value, ticker after the order, cost using dollar cost averaging, higher mutual fund sales charges, maximum mutual fund sales charge, representatives marketing mutual funds, volatile regarding changes, selling cum rights, option contract stay, reduced mutual fund sales fees, maximum margin rate, deductions for expenses for oil, equivalent municipal yield, lower mutual fund sales charges, equivalent taxable bond yield, regular forward split, subscription rights offer, neutral market outlook, shares outstanding issues, convertible bond trading, additional takedown Key Phrases - Capitalized Phrases (CAPs): (learn more)
Stockbroker Series, Federal Reserve, Federal National Mortgage Association, Ginnie Mae, Inter-American Development Bank, Federal Home Loan Mortgage Corporation, Freddie Mac, Negotiable Certificates of Deposit, Fannie Mae, Board of Directors, Student Loan Marketing Association, Tennessee Valley Authority, Sallie Mae, Answer Key, Federal Agricultural Mortgage Corporation, Federal Home Loan Bank, Blue List, New Housing Authority, World Bank, Attorney General, Unlimited Page, Moody's Investment Grade, Bond Buyer Index, Secretary of State, National Market System Browse Sample Pages:
Front Cover | Table of Contents | First Pages | Back Cover | Surprise Me!
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