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Product Description
The topics covered in this outline are Securities and Exchange Commission, jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interest covered, registration statements, exemptions from registration requirements, and liabilities). Also discussed are the Securities Exchange Act of 1934 (including Rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on insider transactions, and S.E.C. enforcement actions), regulation of the securities markets, multinational transactions, and the state regulation of securities transactions.
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First Sentence:
The public has a strong interest in the regulation of securities and securities markets, both because securities are an important form of private property affecting the financial well-being of a large segment of the population, and because the condition of the securities markets has a major impact on the flow of capital to industry and therefore on the economy as a whole. Read the first page Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
nonexperts reviewing statements, subsequent offering period, registered equity security, collateral participants, transaction causation, underwriter status, loss causation, general fraud provision, profit under section, final offering circular, registrant requirements, broker exemption, statutory prospectus, federal proxy rules, defective registration statement, preliminary offering circular, shingle theory, tender offer rules, investment intent, affiliated purchasers, definitive proxy statement, prospectus delivery requirements, meaningful cautionary statements, blue sky regulation, general antifraud provisions Key Phrases - Capitalized Phrases (CAPs): (learn more)
United States, Supreme Court, Securities Act, Central Bank, Securities Exchange Act, New York Stock Exchange, Williams Act, Merrill Lynch, Bear Corp, Second Circuit, Virginia Bankshares, Blue Chip Stamps, Commerce Clause, Construction Corp, Leasco Data Processing Equipment Corp, National Association of Securities Dealers, Model Rule, Bangor Punta, Manor Drug Stores, Penn Central, Federal Reserve Board, Hanson Trust, Medical Committee, American International Franchises, Charles Hughes New!
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Front Cover | Table of Contents | First Pages | Index | Back Cover | Surprise Me!
The public has a strong interest in the regulation of securities and securities markets, both because securities are an important form of private property affecting the financial well-being of a large segment of the population, and because the condition of the securities markets has a major impact on the flow of capital to industry and therefore on the economy as a whole. Read the first page Key Phrases - Statistically Improbable Phrases (SIPs): (learn more)
nonexperts reviewing statements, subsequent offering period, registered equity security, collateral participants, transaction causation, underwriter status, loss causation, general fraud provision, profit under section, final offering circular, registrant requirements, broker exemption, statutory prospectus, federal proxy rules, defective registration statement, preliminary offering circular, shingle theory, tender offer rules, investment intent, affiliated purchasers, definitive proxy statement, prospectus delivery requirements, meaningful cautionary statements, blue sky regulation, general antifraud provisions Key Phrases - Capitalized Phrases (CAPs): (learn more)
United States, Supreme Court, Securities Act, Central Bank, Securities Exchange Act, New York Stock Exchange, Williams Act, Merrill Lynch, Bear Corp, Second Circuit, Virginia Bankshares, Blue Chip Stamps, Commerce Clause, Construction Corp, Leasco Data Processing Equipment Corp, National Association of Securities Dealers, Model Rule, Bangor Punta, Manor Drug Stores, Penn Central, Federal Reserve Board, Hanson Trust, Medical Committee, American International Franchises, Charles Hughes New!
Books on Related Topics | Concordance | Text Stats Browse Sample Pages:
Front Cover | Table of Contents | First Pages | Index | Back Cover | Surprise Me!
Citations (learn more)
This book cites 9
books:
See all 9 books this book cites
- Securities Regulation by Louis Loss on 4 pages
- Smith Barney by Vault Reports on page 30, page 412, and Back Matter
- Civil Procedure by EZ Rules in Front Matter, and page 249
- Supreme Court (American Government Today Series) by Mark C. Sanders on page 192
- George Washington (Encyclopedia of Presidents) by Zachary Kent in Front Matter
See all 9 books this book cites
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