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Colossus: The Rise and Fall of the American Empire (Paperback)

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Key Phrases: fiscal overstretch, imperial denial, problem from hell, United States, Middle East, United Nations (more...)
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Editorial Reviews

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Every page of Colossus is provocative. -- Ernest May


Review

Every page of Colossus is provocative. (Ernest May) Amid the seemingly endless writings and decisions about ‘America as Empire,’ the most prominent recent voice is that of Niall Ferguson. (Paul Kennedy, New York Review of Books)

Product Details

  • Paperback: 416 pages
  • Publisher: Penguin (Non-Classics) (March 29, 2005)
  • Language: English
  • ISBN-10: 0143034790
  • ISBN-13: 978-0143034797
  • Product Dimensions: 8.4 x 5.4 x 1 inches
  • Shipping Weight: 12.8 ounces (View shipping rates and policies)
  • Average Customer Review: 4.4 out of 5 stars  See all reviews (22 customer reviews)
  • Amazon.com Sales Rank: #18,654 in Books (See Bestsellers in Books)

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    #36 in  Books > History > United States > 21st Century
    #82 in  Books > Nonfiction > Politics > U.S.

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140 of 143 people found the following review helpful:
5.0 out of 5 stars America's Global Role Explained, October 8, 2005
By Kirk H Sowell (Washington D.C.) - See all my reviews
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Ferguson's thesis is basically as follows: the world is a very dangerous place because it contains menacing terrorist and criminal organizations along with numerous states which are either (a) unstable or failed states and thus breeding grounds for the aforementioned (e.g. Afghanistan), or (b) all-too-stable states which give support to the same. Given that (1) the UN's membership is made up of tyrants (e.g. Zimbabwe), dysfunctional governments (e.g. Congo) and states which are simply irresponsible (e.g. Russia), and that (2) Europe is too weak both militarily and morally to keep order, the United States has to do it. Yet the U.S. itself may be unable to fill this role due to its financial imbalances and the unwillingness of individual Americans to serve abroad or even pay attention to what is happening.

Overall evaluation: The fact that I give this book a "five star" rating should not imply that agree with it entirely. Ferguson sets forth several main theses, with which I agree entirely, and along the way makes numerous judgments on ancillary issues, several with which I disagree. I am a specialist in Middle East affairs, and I think Ferguson's understanding of the region is basically sound and much better than most who write about these things. I disagree with a few factual evaluations, but I only noticed one blatant factual error: the Abu Nidal Organization (formed in 1973) and the Popular Front for the Liberation of Palestine (formed in 1967) did not arise in the 1980s with Hizbullah and Hamas, and furthermore they were (the ANO doesn't exist now) and are not Islamist or identified with Islam in any significant way (as misstated on pages 123-124).

This book is valuable and worth reading for two reasons. First, Ferguson lays out why it is that some global hegemon is necessary and beneficial to the world, and why the U.S. can and should fill that role. He notes that regions of the world where U.S. military hegemony is lacking tend to be violent, poor and unstable. Not merely Europe but the other more developed regions of the world have benefited from this military umbrella. He also discusses how the British empire, despite the brutality and exploitation which often came with it, also held many economic and security benefits for nations under British rule. Ferguson's argument is not that the U.S. should try to copy what the British did, but that they should learn from their predecessors in hegemony, keep the good, get rid of the bad, and do better for themselves and the world today.

Second, Ferguson argues that despite the ability of the United States to be a force for good in the world, its foreign policy, or "empire," as he puts it, has serious weaknesses due to its three "deficits" - its financial deficit, its manpower deficit, and its attention deficit. The financial deficit comes not from military spending, but from the estimated $45 trillion in unfunded liabilities from Medicare/Medicaid and, to a lesser extent, Social Security. The manpower deficit comes not from a lack of population, but from an unwillingness of Americans to serve abroad, either in the military or in civilian positions. The attention deficit comes from the paucity of interest most Americans have in the details of what goes on in the world. These are the deficits which could cripple U.S. foreign policy in the future.

My primary question about Ferguson's approach is more semantic than substantive. Although empires of the past have often done good as well as bad, the term has been so demagogued that it is difficult to have a rational discussion once you use the word "empire." Moreover, because the U.S. has no settlers, only expats and professionals who do relatively short overseas tours and then come home, America today is really quite different from Britain in its imperial heyday. I would use the word "hegemon" because, while still offensive to some of the illiterati, it is fully accurate, and it describes the kind of role that the United States needs to play to fulfill the role set out for it by this Scottish historian.
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142 of 153 people found the following review helpful:
4.0 out of 5 stars an important argument from a master contrarian, August 28, 2005
By David A. Baer (Indianapolis, IN USA) - See all my reviews
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This troubling book by a prolific scholar of empire dissects the American version of that phenomenon in eight well-researched chapters and a conclusion. Ominously, his first four chapters are grouped under the title 'Rise' and the last four under 'Fall?'. Ferguson's personal interest in empire and his unusually positive appreciation of its role in human history is best understood by first reading EMPIRE: THE RISE AND DEMISE OF THE BRITISH WORLD ORDER AND THE LESSONS FOR GLOBAL POWER.

Ferguson is convinced that empires can only be understood comparatively-by comparing one with another-and against the alternative of anarchy. This brings a welcome realism to the discussion of how empires should and shouldn't behave. His interest in empire is not merely academic. He confesses in his epilogue what his book theorizes throughout: 'I believe the world needs an effective liberal empire and that the United States is the best candidate for the job'.

The author believes that America has always been an empire but is afflicted with the peculiar need to deny this fact. Popular criticism considers empire a bad thing, but because Ferguson insists that we take seriously what has happened in the absence of empire, he stands apart from those whose reflex is to equate empire with oppression and the unjust imposition of alien structures. Ferguson wishes that America would get over its denial complex and get on with being a productive empire in a world that, more often than not, simply needs that.

In 'The Limits of the American Empire' (ch. 1, pp. 33-60), Ferguson shows that Americans thought, spoke, and wrote in imperial terms from the moment of their secession from the British Empire. Often this was articulated in stark contrast to their self-identity as the anti-empire. Still, in all their attempts at empire and colonization there was a chronic failure to execute well. By comparison with America's imperial antecedents, its hegemonic achievements up to World War I were unimpressive.

American exceptionalism-to my knowledge a term that Ferguson does not employ in this book-manifested itself in the pre-WWII insistence that America could be an empire unlike all previous empires ('The Imperialism of Anti-Imperialism', pp. 61-104). The author trenchantly observes that '(f)or an empire in denial, there is really only one way to act imperially with a clear conscience, and that is to combat someone else's imperialism.' The rhetoric of anti-imperialism pervaded the post-War growth of America's influence, in spite of the obvious ironies. Ferguson analyzes the remarkable fate of Japan and West Germany under American stewardship, all of which begs the question of why this extraordinary achievement-or accident-has not occurred with more frequency elsewhere.

One man, Douglas Macarthur, appeared to have the inclination and gumption to become America's emperor. However, his ambition was decisively rejected and, like all good soldiers, in the end he faded away. Ferguson wonders whether Macarthur was right about 'winning Korea'. He might have ended hostilities two years ahead of time. Harry Truman's self-restraint, if that's what it was, rang out its echo in the growing 'bad conscience' about Vietnam two decades later. Americans, it would seem, did not have the heart to exert its influence in foreign lands with the attention span that fulfillment of its intentions would require.

Ferguson is a master of turning the tables on comfortable assumptions, a skill he engages with relish in 'The Civilization of Clashes' (ch. 3, pp. 105-131). He argues that the United States is a late arrival in the Middle East and that it has been far more interested in containing Soviet advances in the region than in hijacking its oil wealth.

Nevertheless, a robust American response to the events of September 11 was made inevitable by what Ferguson calls '11/9', the collapse of the Soviet Union. With Israel having assumed for so many years that it had carte blanque from the US to impose a military solution to its own territorial woes, the disappearance of a Soviet checkmate in the Middle East, and the growing western dependence on oil from the region, American military action was inevitable. What the terrorists achieved on September 11, 2001, was the inadvertent psychological shock that would allow Americans to support a full-scale incursion into the region.

The provocatively titled 'Splendid Multilateralism' (ch. 4, pp. 132-166) wraps up Ferguson's first section on the `rise' of the American Colossus. The term is a play on the Victorian reference to 'splendid isolation', not a good thing for the long-lived monarch's diplomatic advisers. Ferguson is at paints to show that multilateralism is not a always the splendid treasure that popular discussion of the diplomatic run-up to George Bush, Jr.'s invasion of Iraq often assumed it to be.

If I am reading Ferguson correctly, he can barely conceal his contempt for Bill Clinton's aversion to military casualties and the UN's oft-stated but seldom-executed desire to intervene in trouble spots on behalf of the international community. Indeed, he uses the A-word ('appeasement') to describe the UN's (i.e. the Europeans') response to the Bosnian crisis.

With regard to Iraq, the author believes that George W. Bush's appeal to multilateralism-hardly his crass unilateralism!-created more trouble than either America or Britain needed. There were solid reasons for intervening without tying oneself in knots at the UN. Still, Bush was incapable of making the kind of long-term commitment to a nation-building task that Candidate Bush had specifically derided to accomplish a goal worthy of an empire's good name.

Ferguson begins his part two ('Fall?') with 'The Case for Liberal Empire' (ch. 5, pp. 169-199) by making the audacious observation that empires have been around much longer than nation-states and thus are the more permanent fixture in history. However, the imperial phenomenon reached its zenith in the nineteenth century, then began its decline in the twentieth, 'impelled forward by a combination of European exhaustion, non-European nationalism and American idealism.' Empire was blamed for poverty, an accusation that Ferguson believes to have been refuted by post-imperial history.

The author then develops his argument that institutions and the free flow of capital are missing in post-colonial countries that remain poor. Importantly, these are two factors that empires seem relatively well prepared to establish and maintain. In a line of thinking that hearkens back to his Empire, Ferguson indicates that Britain's empire was fairly good at the kind of global integration-he calls it 'Anglobalization'-that safeguard liberal institutionalism. He then builds a bridge to the concern with American empire that is indicated by the book's title. Some countries, Ferguson provocatively urges, would indisputably benefit from American colonial administration. But is the United States capable of such 'long-term engagement'? If not, failure is predestined.

'Going Home or Organizing Hypocrisy' (ch 6, pp. 200-226) is a frightening comparison of the bland ambitions fostered by elite U.S. university graduates when compared with those of Oxbridge during Britain's imperium. I do not often find a book personally depressing, but this chapter is an exception. With devastating effect, Ferguson shines a light on American culture's short attention span with regard to the role its citizens are prepared to play in the wider world. An American reader does not have to agree to Ferguson's thesis about the appropriateness of empire in our day in order to lament this collective loss of will to think and act largely. It is futile to speak of nation building when the comforts of home have achieved canonical status, undermining the very plausibility of difficult work for an extended time in another place. The 'hypocrisy' of the chapter is actually a virtue that Ferguson urges upon America in its occupation of Iraq. Promise to go home soon, but don't even think about doing so.

Ferguson's seventh chapter ('"Impire": Europe between Brussels and Byzantium', pp. 227-257) examines the possibility of a European alternative to America's unipolar empire. He finds the American specter of an EU rival plausible in its potentiality, but then judges it too distant for worry.

Penultimately, Ferguson turns in his final full chapter (Ch. 8, 'The Closing Door', pp. 258-285) to the appalling financial balance sheet of the American economy. America is indeed suffering from 'overstretch', but not of the variety usually bewailed by the critics of its military engagements. Rather, domestic overstretch of the financially irresponsible variety threatens to bring the American lion to its knees. Given that Asian-including Chinese-central bankers have until now underwritten America's passion for indebting itself, Ferguson urges us to consider the risks to China's tentative door-opening strategies should a cocktail of financial events that is not hard to imagine for the US to default on the global financial commitments it has assumed.

In his epilogue ('Conclusion: Looking Homeward', pp. 286-303), Ferguson manages both searing criticism and touching concern. Summarizing his book, he argues that for all its unrivaled prominence America suffers three deficits: economic, manpower, and attention. Though he hopes so, he is not sure the third can be overcome.

Thus, the American Colossus may fall before time. Ferguson's peculiar contribution is to force us to imagine the consequences in something other than banal truisms. The decline of empires can just as well prove the occasion for tears as for jubilation.
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28 of 28 people found the following review helpful:
5.0 out of 5 stars Is America an Imperial Power? Should it be?, April 17, 2006
By Leonard J. Wilson (VA United States) - See all my reviews
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Colossus, by Niall Ferguson, is in a sense a sequel to his previous book, Empire. In Empire, Ferguson presented the history of the British Empire and drew the conclusion that British rule had a net positive effect on the former colonies. He justifies this conclusion by pointing out the economic and political benefits conferred by the transmission of 19th century British practices and institutions, especially honest and competent government, the rule of law, and free trade.

In Colossus, Ferguson presents the United States as the reluctant, and possibly transitory, successor to British imperial power. Despite the reluctance of most Americans to acknowledge, much less advocate, an imperial role, the US currently has the key attributes of an imperial power:

1. Absolute dominance in military power (which appears likely to persist for the foreseeable future).
2. Nearly absolute dominance in current economic power (which appears likely to diminish in relative terms over the next few decades).
3. Preeminence in cultural power (derived in part from the dominance of the English language and in part from the size and success of the US economy).

The ability to exercise imperial power may be a necessary condition for its existence, but it is not a sufficient condition. See, for example, Fareed Zakaria's From Wealth to Power in which he examines the evolution of international role played by the US.

Ferguson's message in Colossus is that an American imperial role would be a good thing for the world in general. His concern is that the American people and the federal budget may not support such a role.

Popular support for foreign, let alone imperial, involvement has never been strong in the US. Our only large and lasting commitment to a world-role seems to have started with our involvement in World War II and run through the Cold War up to the collapse of the Soviet Union. Now that we no longer have a clearly defined enemy whose military power approaches our own, the willingness of the American people to support long-term and costly foreign involvement, appears to be returning to pre-WWII levels. To contrast the American and British support for empire, Ferguson notes that a career in the Indian Civil Service attracted many of the top Oxford and Cambridge graduates in the 19th century. How many Harvard or Yale graduates today are seeking even temporary assignments in Iraq or Afghanistan?

The long-term demographic and fiscal problems presented by the Social Security and Medicare budgets may limit our ability to fund a major military involvement in world affairs some time in the next few decades. This thesis tracks very well with that of Paul Kennedy in his book, The Rise and Fall of Great Powers.

Colossus is well worth reading, whether or not you agree with the author's wish that the US would adopt a stronger imperial role. The argument that imperialism is not always bad is an interesting counterpoint to Fareed Zakaria's argument in The Future of Freedom that more democracy is not always better than less.
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3.0 out of 5 stars Fascinating but...
This book doesn't have the sense of humor that Ascent of Money has,(the only other book I've read by this author) and its not the easiest read being perhaps a mite too academic,... Read more
Published 22 days ago by lakeqi

3.0 out of 5 stars Head In The Air
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I find that all his arguments about the flaws of American Empire and other potential rivals are fairly accurate. Read more
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5.0 out of 5 stars The Price Is Well Worth It
One of the problems that the left has with calling America an "empire" is that the term is used with no serious effort at definition. Read more
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3.0 out of 5 stars Powerful, but wishful thinking
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Published 16 months ago by Sirin

5.0 out of 5 stars An intellectually challenging argument. Neither left- nor right-wing bias.
This book presents a rather revolutionary case for the American Empire. Not only IS America an empire (albeit a reluctant one), America SHOULD be an empire. Read more
Published 21 months ago by C. T. Hunter

5.0 out of 5 stars Niall Ferguson does it again - challenging and interesting
I am becoming more impressed with Niall Ferguson the more I read his work. It is refreshing to see someone with such a strong historical perspective review our country and it's... Read more
Published 22 months ago by AJ Feldman

5.0 out of 5 stars Loved the book, check out the film
I've been a fan of Professor Ferguson for years now and this book was no disappointment. He's got that clear, accessible way to make history fun and engaging. Read more
Published on December 31, 2007 by Andy Michaelson

5.0 out of 5 stars Well worth a read
I learned more about my own country (USA) in this book than I did at University. Dr. Ferguson is a great writer. Read more
Published on June 6, 2007 by Andrew Carbuncle

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