The Oz Principle: Getting Results through Individual and Organizational Accountability (Hardcover)

Granted, Dorothy and her three companions (four if counting Toto) proceed together on the journey to the Emerald City and, along the way, depend upon each other to overcome all manner of obstacles. However, keep in mind that the Emerald City is not the ultimate objective for any of them. Dorothy's, for example, is to return home to Kansas. The purpose of that journey, Baum suggests, is to learn what they do not know inorder to recognize what they already have.

The authors suggest that the same is true of most (if not all) of those who comprise a "cult" of victimization which ducks responsibility while telling everyone else what to do. According to Charles Sykes, "Crisscrossing the trip wires of emotional, racial, sexual, and psychological grievance, American life is increasingly characterized by the plaintive insistence, I am a victim." (Those with any direct and extensive experience with 4-7 year olds immediately recognize this as the adult version of "the blame game.") Connors, Smith, and Hickman examine what they characterize as "the destructive force of victimization" and suggest a step-by-step process by which to overcome it. Specifically, they explain HOW to proceed from consciously or unconsciously avoiding accountability for individual or collective results "Below the Line" to accepting accountability for individual and collective performance "Above the Line." I agree with the authors that a majority of workers choose to believe that they have no control over their jobs. They view themselves -- and justify themselves -- as "victims of circumstance."

This book can be invaluable both to individuals and to teams because it will help them to understand how and why "the destructive force of victimization" results in low productivity, customer dissatisfaction, ineffectiveness, wasted talent, and dysfunctional teams. Those who saw the film no doubt recall the scene in which Dorothy and her companions learn that the Wizard of Oz has no magical powers whatsoever. Only then do they grasp the meaning and importance of the Oz Principle: Assume full responsibility for your thoughts, feelings, actions, and results inorder to direct and control your destiny. Most of those who see themselves as victims have a choice: remain "Below the Line" and suffer while blaming others for that suffering, or, rise "Above the Line" to fulfill what Maslow describes as "self-actualization." In this thought-provoking as well as eloquent book, the authors explain HOW to rise above denial, self-pity, and recrimination; better yet, HOW to to draw upon sources of wisdom and strength within to achieve health, happiness, and prosperity. To paraphrase Pogo, "We have met the Wizard and he is us."

If at all possible, read this book in combination with Bossidy and Charan's Execution: The Discipline of Getting Things Done; Hammer's The Agenda: What Every Business Must Do to Dominate the Decade; and Canfield, Hansen, and Hewitt's The Power of Focus: How to Hit Your Business, Personal and Financial Targets with Absolute Certainty.

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In this volume, Connors, Smith, and Hickman invoke once again a core concept of a "Line" below which many (most?) people live much (most?) of the time. Theirs is the attitude of victimization: They get stuck on a "yellow brick road" by blaming others for their circumstances; they wait for "wizards" to wave their magic wands; and they expect all of their problems to disappear through little (if any) effort of their own.

What to do? Connors, Smith, and Hickman explain (step-by-step) how to Live Above the Line by assuming much greater accountability for whatever results one may desire. This can be achieved through a four-step process:

"See It": Recognize and acknowledge the full reality of a situation

"Own It": Accept full responsibility for one's current experiences and realities as well as others'

"Solve It": Change those realities by finding and implementing solutions to problems (often solutions not previously considered) while avoiding the "trap" of dropping back Below the Line when obstacles present themselves

"Do It": Summon the commitment and courage to follow through with the solutions identified, especially when there is great risk in doing so

How easy it is to summarize this four-step process...and how difficult it is to follow it to a satisfactory conclusion. (When composing brief commentaries such as this, I always fear trivializing important points.) Connors, Smith, and Hickman have absolutely no illusions about the barriers, threats, and challenges which await those who embark on this "journey" to accountability.

As they indicate in this new edition of their book, they have accumulated a wealth of information during the past decade which both illustrates and reconfirms the importance of making a personal choice to rise above one's circumstances and assume the ownership of what is required to achieve desired results. This is precisely what Theodore Roosevelt had in mind when praising "the man in the arena" and what W.E. Henley asserts in the final stanza of "Invictus":

"It matters not how straight the gate,
How charged with punishments the scroll,
I am the master of my fate:
I am the captain of my soul."

Organizations are human communities within which everyone involved must somehow balance personal obligations to themselves with obligations to others. For me, the interdependence of these obligations best illustrates the importance of the Oz Principle: "Accountability for results at the very core of continuous improvement, innovation, customer satisfaction, team performance, talent development and corporate governance movements so popular today." Connors, Smith, and Hickman go on to observe, "Interestingly, the essence of these programs boils down to getting people to rise above their circumstances and do whatever it takes (of course, within the bounds of ethical behavior) to get the results they want," not only for themselves but also for everyone else involved in the given enterprise.

Connors, Smith, and Hickman cite Winston Churchill's admonition, "First we shape our structures, and then our structures shape us." Were the Steps to Accountability easy to take, if everyone lived and labored Above the Line, there would be no need for this book. There is much of value to be learned from L. Frank Baum's account of the perilous journey which Dorothy and her companions share. What they finally realized -- and so must we -- is that, to paraphrase Pogo, "We have met the Wizard and he is us."

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