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Social Statics: The Conditions Essential to Human Happiness Specified, and The First of Them Developed Hardcover – December 1, 1995

4.1 4.1 out of 5 stars 20 ratings

"Social Statics is decidedly and unashamedly a liberal document -- a classical liberal document. As such, it concerns the quality and equality of liberty. When first written in 1850, Herbert Spencer was a young rising star in the classical liberal tradition that included John Locke, Adam Smith, Tom Paine and Mary Wollstonecraft, and would reach its flowering with John Stuart Mill and Henry George. This tradition, in decline throughout the twentieth century, was kept alive by a coterie of Georgists and rejuvenated by latter-day libertarians. "Like the discrediting of social idealism as 'utopian', liberal philosophers who base their analysis on natural law are dismissed as 'old fashioned' and 'nineteenth century.' Let us look beyond such derisions and consider George's reminder to University of California students in 1877: 'Macaulet has well said, if any large pecuniary interest were concerned in denying the attraction of gravitation, that most obvious of physical facts would not lack disputers.' "The book you are about to explore deals not with gravity but with those other natural laws that have been disputed for millenia -- because their acceptance within any society would dethrone the mighty, exalt the lowly, and "proclaim liberty throughout all the land." -- From the Foreward by Mark Sullivan

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Product details

  • Publisher ‏ : ‎ Robert Schalkenbach Foundation (December 1, 1995)
  • Language ‏ : ‎ English
  • Hardcover ‏ : ‎ 430 pages
  • ISBN-10 ‏ : ‎ 0911312331
  • ISBN-13 ‏ : ‎ 978-0911312331
  • Item Weight ‏ : ‎ 1.35 pounds
  • Dimensions ‏ : ‎ 5.75 x 1.5 x 8.5 inches
  • Customer Reviews:
    4.1 4.1 out of 5 stars 20 ratings

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Reviewed in the United States on March 12, 2014
Herbert Spencer was born into a nineteenth-century world where the traditional logic of imperialism interacted with new developments like the Industrial Revolution, and new ideas like free trade and liberalism that emerged out of the Enlightenment of the previous century. The key to understanding Spencer’s importance is to realize that he was a radical proponent of laissez faire, individualism, natural rights, and capitalism. His call for the limitation of state power was so extensive that it included an individual’s right to “ignore the state,” that is, to “drop connection with the state — to relinquish protection and refuse paying toward its support.” These views were strongly articulated in his book Social Statics, considered by Murray Rothbard to be "the greatest single work of libertarian political philosophy ever written.”[1]

This meant that while many developments, such as the burgeoning trade relations of the time, would fall in line with Spencer’s outlook, his radical and purist laissez-faire ideology put him at odds with the philosophy of imperialism that accompanied the perpetuation of overseas territorial expansion and militaristic activities of the British Empire.

At a time of great economic transformation brought about by the Industrial Revolution, nineteenth-century Britain saw an expansion of trade and commerce. This was in part due to the embracing of relatively free markets that arose in the decades following Adam Smith’s Wealth of Nations, and which were radically propounded by Herbert Spencer. Spencer believed that human progress is best achieved through the spontaneous activities of individuals, since such free competition, absent excessive government regulation, provides powerful incentives for individuals to seek constant development.[2]

Spencer anticipated Friedrich Hayek’s concept of “spontaneous order,”[3] and explained that socio-political order depends not on deliberate design or a rational blueprint, but rather emerges spontaneously over years of evolution. Thus, industrial civilization, which was clearly taking form in Britain, emerged not due to the “devising of any one,” but rather through “the individual efforts of citizens to satisfy their own wants ... in spite of legislative hindrances.”[4] Even the famous steel entrepreneur Andrew Carnegie, who desired to know what propelled human development, was so inspired by Spencer particularly, that he was convinced his work served a grander purpose.

Thus, Spencer welcomed the repeal of the Corn Laws, and the unprecedented increase in the standard of living in Victorian Britain that accompanied rapid population growth and urbanization. He saw these developments as part of a long-run tendency of social evolution toward industrial society, and thus peace. This is related to his belief that there are two chief modes of social organization: the “militant” and the “voluntary.”[5] The former is one of compulsory cooperation directed by the State, and oriented toward violent conflict, while the latter is one that is governed by his Law of Equal Freedom, that “every man has freedom to do all that he wills, provided he infringes not the equal freedom of any other man.”[6] The selective pressures of social evolution would help mankind progress from the former mode to the latter mode, since “a society in which life, liberty, and property, are secure and all interests justly regarded, must prosper more than one in which they do not.”[7]

At this point a tension arises. While Britain was traveling on the long-run path toward industrialism and peace, the traditional structure of empire and Britain’s short-run activities vitiated this potential for progress.

Accordingly, Spencer attacked the foreign military adventurism that Britain continued to engage in, since it ran counter to the spirit of liberal progress. Britain had engaged in overseas wars in India, Afghanistan, and South Africa (the Boer War), and elsewhere. He denounced the hypocrisy in imperial policy which often used euphemisms like “defensive war” to mask, what to him was the true nature of imperial aggrandizement.[8] The following becomes clear: Spencer’s radical stance struck at the heart of the essence of empire, for it denounced the foreign occupation of colonial territories. At a time when the race for colonial lands was seen to be a prerequisite for the glory and prestige of empire, especially during the late 1800s, Spencer argued that such foreign expansionism fostered tyranny over the domestic people. Britain’s need to maintain overseas colonies would inescapably necessitate establishing increasing controls on the British citizens themselves, until the “army is simply the mobilized society and the society is the quiescent army.”[9] Colonial empires subjugating other parts of the earth were unlikely to “have so tender a regard” for the rights of their own citizens.[10]

Spencer would ask: how could the pursuit of trade, which is in essence voluntary, and the concomitant drive toward industrialism, which brings peace, sit well with the practice of militarism that makes imperialism and colonialism possible? The uneasy relationship between the spirit of free commerce and the very essence of the imperial structure of Britain is thus brought to light. Free trade was desired for the twin purposes of imperial power and profit; yet, “free trade imperialism,” as Spencer contended, is a contradiction in terms, since free trade in essence need not require military action for its promotion. Thus, British naval and military expeditions to secure foreign trading opportunities obscured the hidden motive to “benefit powerful special interests” at the expense of “the poor, starved, overburdened people.”[11] Spencer’s criticism of state-directed commerce provokes a question: might the new forces of trade undermine the traditional logic of imperialism itself?

In light of these considerations, it is then possible to understand Spencer’s pessimism and even despair during his later years. Though Spencer believed that modern civilization, which was taking shape in Britain, was headed toward peaceful industrial society after a long period of liberalization, there would be “temporary reverses and detours” along this upward path. Besides the continued persistence of overseas colonialism, Spencer was also disheartened by what seemed to be the rising tide of Fabian socialism.[12] This movement was accompanied by state interventions into charity and education, which only provoked Spencer’s ire: at a time when liberal individualism should be consistently championed, these increasing regulations of society could result only in a “lapse of self-ownership into ownership by the community.”[13]

Examining Spencer’s intellectual radicalism highlights the ambivalence of empire at a time when vestiges of the old and forces of the new intersected in an uneasy relationship. It was a time when the new spirit of liberal trade and commerce sat tenuously with the use of state power to gain foreign markets; it was a time when the language of modern civilization was used to subjugate other nations for motivations that ran against civility itself, and it was a time when the individual was asserting his dominance against an imperial state that clung on for relevance.

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Notes

[1] Murray Rothbard (1971). Recommended Reading. (M. Rothbard, Ed.) The Libertarian Forum, vol. II, p. 5.

[2] R.F Cooney (1973). “Herbert Spencer: Apostle of Liberty.” Freeman 23.

[3] The idea of a “spontaneous order,” i.e., an order that emerges as result of the voluntary activities of individuals and not one which is created by a government, is a key idea in the classical-liberal and free-market tradition, of which Spencer is a part. The key contemporary figure is Austrian School economist and Nobel Prize winner F.A. Hayek, who described it as an extended order consisting of those institutions and practices that are the result of human action but not the result of some specific human intention. [...]

[4] Herbert Spencer (2000). Illustrations of Universal Progress: A Series of Discussions. Chestnut Hill, MA: Elibron Classics, p. 320.

[5] Herbert Spencer (1992). The Principles of Ethics, Vol. II (T. R. Machan, Ed.) Indianapolis: Liberty Fund, p. 6.

[6] Herbert Spencer (1970). Social Statics: The Conditions Essential to Human Happiness Specified, and the First of Them Developed. New York: Robert Schalkenbach Foundation. p. 95.

[7] Herbert Spencer (1884). The Principles of Sociology,Vol. II. New York: D. Appleton, p. 608.

[8] Herbert Spencer, (1992). The Principles of Ethics (Vol. II). (T. R. Machan, Ed.) Indianapolis: Liberty Fund, p. 67, and R. Long (2004, July). “Herbert Spencer: Libertarian Prophet,” The Freeman: Ideas on Liberty, pp. 25-28.

[9] Herbert Spencer (1992). The Principles of Ethics (Vol. II). (T. R. Machan, Ed.) Indianapolis: Liberty Fund, p. 74

[10] Ibid., pp. 239-240.

[11] Ibid., p. 220.

[12] The late 19th century saw the rise of the “Social Gospel,” which called for government not to keep order in society but to transform society. The Fabian society operated on the principle that the people of England would not accept socialism under its own colors but would accept it under the guise of social programs claiming to help the poor and laborers. The Fabians thus committed themselves to achieving socialism in small steps. (McBriar, 1966) In many ways, it was Germany and Britain, in the waning years of the 19th century, that led the way in turning away from reliance on free markets and individual initiative toward governmental planning. (Veryser, 2012).

[13] Spencer, Social Statics, p. 605.
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Reviewed in the United States on June 2, 2010
Social Statics is Spencer's great work on sociology and ethics. First, A word about the title: "social statics" is Spencer's term for "equilibrium analysis." Hence, this book is about long-term responses to incentives and the final results of different kinds of policies. Spencer had planned to write another book going beyond equilibrium analysis, which would have been called "Social Dynamics", but he never got around to it. This book is written in a provocative style full of wit and satire, and I would absolutely recommend it to everyone with an interest in political philosophy.

Social Statics is a powerful defense of political libertarianism, which is a political philosophy founded on the principle that the initiation of aggression is always wrong, whether by private individuals or the government. Spencer develops this principle, which he calls the "divine idea", by emphasizing that people pursue happiness by controlling their environment--by maintaining relationships with people they like, and by acquiring the material things that enable them to enjoy life--and in order for this to be possible for everyone, people must respect one another and allow them the liberty to arrange their own property as they see fit. He then goes on, through the rest of the book a social policy which violates it produces adverse incentives that inhibit human happiness, especially in the long-term.

One of the outstanding sections in this book is the one on colonialism. Spencer takes an extremely harsh stance against it and demonstrates in numerous ways how colonialism is harmful both to the oppressors and the oppressed. He first discusses a justification of colonialism provided by contemporary theories which held, absurdly, that the British economy was somehow too productive and would collapse if the government did not aggressively establish new markets abroad. Spencer shows that these doctrines are simply the cover story of special interests that benefit from the subjugation of foreign people.

Another section I greatly enjoyed was that concerning women. Spencer is adamant that women have precisely the same rights as men and he argues this thesis along two fronts: he first disputes evidence given by other contemporary writers that women are mentally inferior to men. This is where Spencer's satire comes out most strongly. He then argues that the divine idea apples to all people regardless of whether a difference of intelligence can be found between two groups. Spencer also argues strongly for the rights of children, who still even today are in many ways treated as slaves. He therefore supports the right of children to run away from home and attempt to make their own way in the world, and he opposes mandatory school attendance laws.

The biggest flaw in this book is Spencer's adoption of Henry George's theory of land-ownership. Spencer believes that it is impossible to homestead land. He argues that no amount of labor is able to remove land from nature, and anyone who uses land exclusively does so at the consent of the community as a whole. He even goes so far as to advocate George's 100% tax on the unimproved value of land! Economically, such a tax would have disastrous consequences: since no profit could be obtained from land, no land owner has the incentive to apportion land to its most productive, most profitable uses. Land, then, would tend to be used for totally inappropriate uneconomical purposes. One other inconsistency in Spencer's program is that he believes reputations can be owned and therefore that anti-slander laws are acceptable.

Let me conclude with a few words concerning Spencer's relationship to social Darwinism. Although Spencer is considered to be the founder of social Darwinism, his views are very different from how social Darwinism is generally understood. First, it is generally understood today that Spencer's ideas of evolution were not strongly influenced by Darwin and, although rather idiosyncratic, are more closely related to Lamarckianism. Spencer does not properly distinguish between people who respond to incentives because they learn to change their behavior and people who respond to incentives because new generations are born with different innate behaviors. For example, Spencer would say that a free market encourages people to become more entrepreneurial, creative, and self-reliant; many modern economists would agree with him, but whereas a modern economist would say that people change simply because they tend to learn which behaviors are more effective, Spencer would say that people change, at least in part, because their struggles result in children who are innately more attuned to overcome those same struggles. Spencer's evolutionism can be happily disgarded without altering most of his conclusions--in fact they would be much stronger without them. It is a general fact of economics that people respond to incentives, and there is no need to assume that this happens for hereditary reasons.

Second, despite having coined the phrase "survival of the fittest", Spencer does not advocate the extermination of poor people or that poor people should be ignored while they die of starvation. Rather, he believes that evolutionary considerations show that charity--both public and private--ultimately is harmful to poor people. A system of charity, he believed, necessarily would lead to a class of dependent poor incapable of surviving on their own. On the other hand, in a society that restrains itself from too much charity, the poor would soon learn how to become wealthy on their own. The result would be a happier and wealthier society. This does not require that poor people die off, only that their behaviors improve with successive generations. Thus, Spencer's views on charity should be seen as more like modern objectivists than what today we call social Darwinism.

Spencer advocated no caste system, no systematic discrimination against any group, and no restrictions on intermarriage. He believed that all people could improve no matter what their ancestry and a system which encouraged improvement--the free market--would bring about that improvement. It was not until Spencer's ideas were selectively appropriated by the statists of his day that the horrors we now associate with social Darwinism--Naziism and the eugenics movement of the American and British progressives--came about. Spencer has been unfairly lumped together with these groups.

I conclude by pointing out that although a large part of this review discusses Spencer's views on race and charity, these topics only occupy a small fraction of the book. For the most part, Social Statics is a consistent and humanitarian defense of libertarian ethics.
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Max Martins
5.0 out of 5 stars Social Statics
Reviewed in Brazil on August 19, 2021
Muito bom.