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Switch: How to Change Things When Change Is Hard

Switch: How to Change Things When Change Is Hard

byChip Heath
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4.0 out of 5 starsSwitch Deficiencies and Recommendations
Reviewed in the United States on December 22, 2010
Switch is a book Josef Goebbels, Adolf Hitler's Minister of Propaganda, would rate with five stars. Goebbels's Principles of Propaganda, just like the Switch change framework (Direct the Rider, Motivate the Elephant, and Shape the Path) excises Values and Goal Setting from Change. What remains is a set of tactics Switch identifies to realize change no matter what goals and values the leaders want to achieve and realize. Although the change framework in Switch potentially provides powerful tactics for change, Switch has some major and fatal deficiencies.

The framework with its tactics for change described in SWITCH - HOW TO CHANGE THINGS WHEN CHANGE IS HARD by Chip Heath and Dan Heath published by Broadway Books, New York 2010 has some major and fatal deficiencies. (I will use the term "change framework" as a convenient way to refer to the Switch framework and tactics for change described in this book.)

The change framework
* Is amoral and value neutral,
* Is dangerous and provides a potentially powerful means for propaganda,
* Discounts reason and is inconsistent with its formulation,
* Can be used to establish and sustain totalitarianism, potentially resulting in holocausts,
* Is missing the ethical compass, the Superego from Freud's standpoint, and
* Is inimical to democracy and potentially supportive of totalitarianism

It is recommended that the authors augment the book by providing a methodology for how members in a group can democratically formulate and support worthy goals to satisfy the critical and important needs of the group in a manner consistent with the group's prevailing pluralistic values.

The change framework is amoral and value neutral. There is no discussion in Switch about what makes a goal desirable (e.g., using methods of Immanuel Kant, utilitarianism, or Sir William Walter Ross) and worthy of attainment in the context of the ethical values. There is no discussion on how to identify goals that are worthy of attainment in the context of these ethical values and real needs. In the wrong hands, it could be used as an effective recipe for despotism. The goals are critically important.

The change framework is dangerous and provides a potentially powerful means for propaganda. The framework may be extremely dangerous if effective. It is like giving a loaded gun with instructions on how to effectively use it without providing the user advice on the ethical use of the gun, e.g., under what (very restricted) conditions (e.g., target practice and self-defense), it is ethically permissible to use it.

Without the moral compass, Switch provides a simple framework for propaganda, which consists of tactics aimed at influencing or manipulating attitudes and behaviors of an individual or a community to help realize one or more goals. Many of the tactics identified in Switch are similar to those proposed by Goebbels and other advocates of propaganda. See [...]The change framework discounts reason and is inconsistent with its formulation. The framework explicitly discounts reason. The framework explicitly discounts reason by asserting that the Rider will think in "True But Useless" (TBU) circles if not given direction. It claims that the Rider will not be able to set the direction if the Elephant opposes the rider`s direction. But isn't the change framework itself a rational mechanism that the Rider can use to nudge or coax the Elephant to move in the direction that Rider chooses? Even though the framework explicitly discounts reason, it provides the Rider (the intellect) the means by which to influence the elephant. Therefore, the change framework enables the intellect and reason to greatly influence if not control the emotions of the Elephant.

If the intellect and reason are really as Switch portrays, how did the change framework become articulated, presented, and communicated? The Rider as described in the Switch could not have formulated the change framework. It would simply think in circles (TBU). In Switch, the Leader when equipped with the framework and tactics for change is the agent of change.

The framework and tactics for change must have been created by a series of clever Riders, don't you think? The Elephant didn't create the change framework. Overtime, the authors of propaganda and change literature, including the books referenced in "Recommendations for Additional Reading," accumulated knowledge that the Switch authors synthesized into this very powerful change framework. The Rider is not the weak analyzer Switch would have you believe. Riders created the change framework that enable the Rider some level of mastery over the Elephant. Reason created the change framework. Therefore, reason and the Rider are of paramount importance.

The change framework can used to establish and sustain totalitarianism, potentially resulting in holocausts. Switch pays little attention to the Leaders. But how does the Leader relate to the framework and the tactics for change? Who are the Leaders and what is their relationship to the Riders and Elephants? In the case of an individual, it is your reason equipped with the change framework. Generally, a Leader is a person (Rider/Elephant) who is expert in the change framework and who is in a leadership position of responsibility for a group of people or community to help the group or community satisfy some of its most important needs by applying the framework and tactics for change in a manner as consistent as possible with the prevailing and pluralistic ethical values of the members of the group or community. There should be much more discussion about Leaders and how they relate to the change framework. The last century should have taught us that unbridled reason (The Rider with propaganda) threatens to erupt in holocaust without an ethical compass.

The change framework is missing the ethical compass, the Superego from Freud's standpoint.
Freud (Beyond the Pleasure Principle 1920 and The Ego and the Id 1923) would have called the ethical compass, which is totally missing in the Switch, the Superego. He would have called the Elephant the Id and the Rider the Ego. The rational Ego attempts to resolve or at least mitigate the conflict between the Id (Elephant) and the Superego (the ethical compass). The change framework is a good means to help mitigate if not resolve this conflict.

Because there is no understanding of the connection between these tactics and worthy goals in the context of ethical values, Switch misses the opportunity to provide direction (to the Ego) on how identify the specific tactics for change that would be effective given the nature of the goals that ought be realized in the context of the ethical compass (Superego). The framework provides no methodology for the selection of specific tactics given worthy goals in the context of evolved ethical values.

The change framework is inimical to democracy and potentially supportive of totalitarianism. For a description of totalitarianism see [...]. How does the Switch framework with its leaders relate to a democratic society? The Switch encourages the Leaders to separate themselves from the other members of the group. The Leaders somehow determine the goals (the framework provides no guidance) and use the framework with its tactics for change to manipulate the other members of the group to realize the goals. There is no discussion of how the leaders formulate worthy goals that are consistent the leaders' group ethical values and genuine needs. This framework and its tactics for change can very easily be used to establish and sustain totalitarianism. The fatal flaw of the framework is the absence of an ethical component.

Some recommendations follow. The authors should augment the framework with an ethical compass. They should provide advice and methods to discover the prevailing and pluralistic values of the group. They should provide advice to the members of the group on how to democratically identify the critical and important needs of the group in the context of the group's prevailing pluralistic values. They should provide a methodology for how members in a group can democratically formulate worthy goals in the context of the group's prevailing pluralistic values to satisfy the critical and important needs of the group in a manner consistent with the group's prevailing pluralistic values.

With the satisfaction of these recommendations, Switch can be transformed from a potentially dangerous amoral change framework into an ethically directed and integrated framework for change that helps satisfy real needs using tactics for change that are consistent with the group's prevailing pluralistic values.
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Top critical review

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J. C. Munene
3.0 out of 5 starsSwitch by Chip and Dan Heath
Reviewed in the United States on October 6, 2012
The Heaths have written an accessible small book on change management. It is based on three principles namely:
1. Make clear what needs to change and what must be done
2. Provide a strong case for wanting the change to take place and participating in the implementation of the change
3. Clear the path or situation for change since a people problem (resistance to change) is often a situational problem (unknown roadblocks, contradicting norms and bureaucratic rules etc.).

These principles are useful as "quickies" especially if you are an internal or external consultant trying to convince your client to do something about an undesirable situation. The Heaths provide an example of how to win the minds of clients by getting the former to work out for themselves the real need to make the move to change. The example based on the deficit model of management (as against the flourishing model) is compelling both to the client who it was meant to impress and to the reader (such as myself). It is the kind of example an internal consultant may want to emulate. The example has two characteristics:
(1) Within the context in which it was delivered by the internal consultant, the example of what was going on was sufficiently catastrophic to raise the emotions of the client
(2) It allowed the client to work out what it meant in terms of figures (instead of the internal consultant to work out the figures). This provided the intellectual and cognitive motivation to pay attention to the evidence beyond figures.

What is new: For people like me, who grew up on the OD masters of the 60 - 70s such as Beckhard and Harris, Schein, and so forth,there is nothing new. However the packaging of a well trodden message of what is required to create the motivation to change is worth a mark.

Any weakness: Yes, I thought that the Heaths run a danger of contradicting themselves when they use catchy but lasting messages such as "what looks like a people problem may be a situation problem" and then go on to say that "for every one to change someone has to act differently" thus putting emphasis on people rather than situations. This potential contradiction also appears in another appealing message namely: "People become exhausted trying to implement change" again returning to people rather than to situations. Switch as a "quickie" is worth reading and keeping for some time. For teaching the fundamentals of change, I still find the OD masters a good starting point.
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5 people found this helpful

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From the United States

J. C. Munene
3.0 out of 5 stars Switch by Chip and Dan Heath
Reviewed in the United States on October 6, 2012
Verified Purchase
The Heaths have written an accessible small book on change management. It is based on three principles namely:
1. Make clear what needs to change and what must be done
2. Provide a strong case for wanting the change to take place and participating in the implementation of the change
3. Clear the path or situation for change since a people problem (resistance to change) is often a situational problem (unknown roadblocks, contradicting norms and bureaucratic rules etc.).

These principles are useful as "quickies" especially if you are an internal or external consultant trying to convince your client to do something about an undesirable situation. The Heaths provide an example of how to win the minds of clients by getting the former to work out for themselves the real need to make the move to change. The example based on the deficit model of management (as against the flourishing model) is compelling both to the client who it was meant to impress and to the reader (such as myself). It is the kind of example an internal consultant may want to emulate. The example has two characteristics:
(1) Within the context in which it was delivered by the internal consultant, the example of what was going on was sufficiently catastrophic to raise the emotions of the client
(2) It allowed the client to work out what it meant in terms of figures (instead of the internal consultant to work out the figures). This provided the intellectual and cognitive motivation to pay attention to the evidence beyond figures.

What is new: For people like me, who grew up on the OD masters of the 60 - 70s such as Beckhard and Harris, Schein, and so forth,there is nothing new. However the packaging of a well trodden message of what is required to create the motivation to change is worth a mark.

Any weakness: Yes, I thought that the Heaths run a danger of contradicting themselves when they use catchy but lasting messages such as "what looks like a people problem may be a situation problem" and then go on to say that "for every one to change someone has to act differently" thus putting emphasis on people rather than situations. This potential contradiction also appears in another appealing message namely: "People become exhausted trying to implement change" again returning to people rather than to situations. Switch as a "quickie" is worth reading and keeping for some time. For teaching the fundamentals of change, I still find the OD masters a good starting point.
5 people found this helpful
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Pumpkin🎃
3.0 out of 5 stars Great information
Reviewed in the United States on November 21, 2022
Verified Purchase
Great information but the first time I opened the book(it’s a hardcover) the pages came out. This is a book I would like to keep, but it’s falling apart already and like I said I opened to read it once..
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Melanie Foust
3.0 out of 5 stars Change IS hard!
Reviewed in the United States on November 9, 2013
Verified Purchase
Chip and Dan Heath have compiled some compelling evidence of the way humans process changes. Their intention is to provide helpful ideas for implementing tough changes in a variety of professional settings. The book concedes that humans are universally resistant to change. This is what makes big shifts in procedures, policies, options and other work-related routines so difficult to accomplish. But while people balk at the idea of change because of their emotional reactions, the authors believe that, if approached correctly, the same emotional connection can have the reverse effect and actually push the change forward.

The authors have created an 'elephant and rider' metaphor to describe the role of emotions in decision making. The elephant being the emotions, big and powerful and hard to tame. The rider being puny, logical thinking that can't do a whole lot to direct the elephant where it doesn't already want to go. The Heaths provide a formula that supports change by engaging the emotions of the stakeholders.

The anecdotal evidence is plentiful in this well-spoken accounting of change victories, but I felt the message could have been presented in one third of the pages. The Heaths' 3 basic directives: direct the rider, motivate the elephant, and shape the path. These are presented with overwhelming explanation in the first 80 pages. The following 200+ pages did not provide much added value.

However, I greatly appreciate the perspective provided by the authors on this tough topic. Any supervisor should take the time to read this book to gain a new appreciation for the actual process of changing a workplace routine.

I will personally use this method for presenting and supporting change in my work. I'm excited to develop clear goals and find ways to ping the emotions of my colleagues to get them on board with technology changes in our building.
8 people found this helpful
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Victor D. Manriquez
3.0 out of 5 stars Some innovative way to tal about change management
Reviewed in the United States on January 12, 2020
Verified Purchase
Not so impressive as “Made to stick” but this book has some interesting points about a different and innovative way to talk about the “Change management”, one of the hurdles in an organization. The analogy about the “rider”, “elephant” and “path” could be useful in some situations. Maybe the book is too long in order to support and reinforce the concepts exposed, but it merits to take a look to it.
Customer image
Victor D. Manriquez
3.0 out of 5 stars Some innovative way to tal about change management
Reviewed in the United States on January 12, 2020
Not so impressive as “Made to stick” but this book has some interesting points about a different and innovative way to talk about the “Change management”, one of the hurdles in an organization. The analogy about the “rider”, “elephant” and “path” could be useful in some situations. Maybe the book is too long in order to support and reinforce the concepts exposed, but it merits to take a look to it.
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3 people found this helpful
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Murry Cohen
3.0 out of 5 stars Dealing with change
Reviewed in the United States on February 18, 2020
Verified Purchase
By nature, we all like status quo, certainty and control over every situation. But life has become extremely complex, fast-changing and uncertain. That means the only constant in our professional and personal lives is change. And change goes against our basic nature. This book is to help you to reach the emotional and rational side of people and clear the way for them to succeed
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Tarra Klasen
3.0 out of 5 stars Seems dated
Reviewed in the United States on October 28, 2020
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Book is somewhat useful and practical, but I failed to connect with the language. Felt like I was talking to a high-school guidance counselor
One person found this helpful
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Tammy
3.0 out of 5 stars Boring
Reviewed in the United States on April 22, 2021
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Sorry, just did not find interesting but had to read for work.
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John McCabe
3.0 out of 5 stars I had read one of their earlier books called Make it Stick and found that to be exceptionally good - full of novel insights and
Reviewed in the United States on May 23, 2017
Verified Purchase
I was hoping for more from this. I had read one of their earlier books called Make it Stick and found that to be exceptionally good - full of novel insights and well-written. This book was not cut from the same cloth. It was harder to get interested in it or stay interested.
4 people found this helpful
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Tanis Coralee Leonhardi
3.0 out of 5 stars Good book, not much insight for implementing change
Reviewed in the United States on December 17, 2019
Verified Purchase
I liked the book and the way the authors approached switching. I didn’t find much helpful for thinking about and implementing change. Recommend as an introduction to the subject.
3 people found this helpful
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Nadine Uremovich
3.0 out of 5 stars Good ideas, but seems too good to be true
Reviewed in the United States on December 20, 2013
Verified Purchase
Switch has many good ideas which are designed to help people change. There were many stories and examples to prove that people of little importance could make big changes. In order for someone to follow through with these ideas, it would take an enormous amount of energy and commitment (which the book doesn't tell us how much time or energy was zapped from the people instituting change). I don't think it is very realistic for most people.
5 people found this helpful
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